Goodman & Nekvasil P.A, May Recover Investor Losses – Leonard Voris Fox Jr. (Leonard Fox) Formerly Licensed with FSC Securities Corporation, Barred from Securities Industry
From 2013 until 2016, Leonard Fox was licensed with FSC Securities Corporation. Leonard Fox was previously licensed with Morgan Stanley.
FINRA brought a disciplinary action against Leonard Fox in 2016. Leonard Fox consented to a bar from the securities industry. Leonard Fox consented to the entry of findings that Leonard Fox failed to respond to FINRA’s requests for documents and information related to an investigation into allegations that he had borrowed and misappropriated funds from a firm customer. The findings stated that Leonard Fox acknowledges that Leonard Fox received FINRA’s requests and will not produce documents and information requested.
If you lost any money on investments or loans with Leonard Fox, or if monies were misappropriated from you, you may be able to recover your losses from FSC Securities Corporation This is because FSC Securities Corporation had a duty to supervise Leonard Fox.
If you lost money on investments or loans with Leonard Fox, or if monies were misappropriated from you, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against FSC Securities Corporation, concerning Leonard Fox’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on any investments or loans with Leonard Fox, or if monies were misappropriated from you, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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