Goodman & Nekvasil P.A., May Recover Investor Losses – Larry Westly Farmbry Fired by First Allied Securities, Inc.
From 2013 to 2015 Larry Farmbry was licensed with First Allied Securities, Inc. Larry Farmbry was also licensed with Triad Advisors, Inc. and FSC Securities Corporation. According to FINRA’s records Larry Farmbry was fired by First Allied Securities, Inc. on August 14, 2015. First Allied Securities, Inc. reported to FINRA that Larry Farmbry was under review for potential incidents of reused client signatures.
Subsequent to Larry Farmbry’s firing by First Allied Securities, Inc., FINRA investigated Larry Farmbry and brought a disciplinary action against Larry Farmbry. Larry Farmbry consented to a 30 day suspension from the securities and investment banking industry and a $5,000 fine. Larry Farmbry also consented to findings that Larry Farmbry made 70 discretionary trades in 44 customer accounts without written authorization from the customers and without Larry Farmbry’s member firm having approved the accounts for discretionary trading.
FINRA also reports that Larry Farmbry had his FINRA registration revoked for approximately one week in July 2017 for failing to pay fines and/or costs of $5,000.
If you lost any money on investments with Larry Farmbry, you may be able to recover your losses from First Allied Securities, Inc., Triad Advisors, Inc. and/or FSC Securities Corporation. This is because First Allied Securities, Inc., Triad Advisors, Inc. and FSC Securities Corporation had a duty to supervise Larry Farmbry.
If you lost money on investments with Larry Farmbry and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against First Allied Securities, Inc., Triad Advisors, Inc. and/or FSC Securities Corporation concerning Larry Farmbry’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Our firm has a unique, unparalleled track record. Kalju Nekvasil, Esq., has not lost a securities arbitration case in more than 13 years. Goodman & Nekvasil, P.A. has recovered more than $170 million on behalf of victimized investors. If you lost money on investments with Larry Farmbry and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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