William Valladolid – Guillermo Generao Valladolid – Barred from Securities Industry, Previously Licensed with Morgan Stanley and Merrill Lynch – Goodman & Nekvasil P.A., May Recover Investor Losses William Valladolid was licensed with Morgan Stanley from 2015 until 2017 and was previously licensed with Merrill Lynch from 2011 to 2015. William Valladolid was discharged from Morgan Stanley on July 24, …

Pavel Shklyar Barred from Securities Industry, Discharged from JPMorgan Chase Bank, NA – Goodman & Nekvasil P.A., May Recover Investor Losses Pavel Shklyar was licensed with J.P. Morgan Securities LLC from 2015 until 2018. JP Morgan Chase Bank, NA reported to FINRA that Pavel Shklyar was asked to provide information about Pavel Shklyar’s possible activities outside of JPMorgan Chase, after …

Cody Rock, Financial Advisor Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses Cody Rock, Cody Michael Rock #6443924 Cody Rock was licensed with State Farm VP Management Company from 2015 until 2017. State Farm VP Management Company reported to FINRA that Cody Rock was permitted to resign on September 1, 2017. Cody Rock was barred …

Larry Fawcett – Financial Advisor Larry Fawcett Barred from Securities Industry​ | Goodman & Nekvasil P.A., May Recover Investor Losses Larry Fawcett aka Lawrence Fawcett CRD #5851474 Larry Fawcett was licensed with Westpark Capital, Inc. from 2015 to 2018. Larry Fawcett was previously licensed with Salomon Whitney Financial from 2013-2015. WestPark Capital, Inc. reported to FINRA that Larry Fawcett was discharged on …

Stephen John Woods (Stephen Woods) Barred from Securities Industry, Formerly Licensed with PHX Financial, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses Stephen Woods was licensed with PHX Financial, Inc. from 2016 until 2018. Stephen Woods was barred from the securities and investment banking industry on March 15, 2018. FINRA reports that Stephen Woods consented to the sanction …

Southlake Resources Group, LLC, Cody M. Winters, and Nicholas R. Hamilton – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Southlake Resources Group, LLC, Cody M. Winters, and Nicholas R. Hamilton Southlake Resources Group, LLC and its president have agreed to pay over $5.4 million to settle charges by the Securities and Exchange Commission that …

Terminus Energy, Inc. – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Terminus Energy, Inc. The Securities and Exchange Commission charged a California-based penny stock company and four corporate officers with misleading investors about the research, development, and profitability of their purported business to manufacture power generation products such as fuel cells. The SEC alleges …

Optimal Economics Capital Partners, LLC, Howard Capital Holdings, LLC and Patrick O. Howard – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Optimal Economics Capital Partners, LLC, Howard Capital Holdings, LLC and Patrick O. Howard The Securities and Exchange Commission announced fraud charges and an emergency court order to stop a fraudulent offering of investments …

Hardaway Net-Works, Inc. and Darrell Glenn Hardaway – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Hardaway Net-Works, Inc. and Darrell Glenn Hardaway The Securities and Exchange Commission  announced charges against Darrell Glenn Hardaway and his company Hardaway Net-Works, Inc. (HNW), arising from their role in a multiyear offering fraud targeting members of a nationwide …

4D Circle LLC a/k/a Enoetics, Mantford C. Hawkins, and David E. Bell – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges 4D Circle LLC a/k/a Enoetics, Mantford C. Hawkins, and David E. Bell The Securities and Exchange Commission announced charges against two Fort Worth residents and their company for defrauding investors in a commercial real …