Barry Armstrong, Pending Regulatory Action by Massachusetts Against Financial Advisor

Goodman & Nekvasil P.A, May Recover Investor Losses | Barry Armstrong, Pending Regulatory Action by Massachusetts Against Financial Advisor 

Barry Armstrong CRD #1305112

Since 2007, Barry Armstrong has been licensed with Securities America, Inc.

FINRA reports a pending regulatory action from the Commonwealth of Massachusetts Securities Division alleging that Barry Armstrong engaged in a dishonest and misleading radio advertising campaign in violation of the Massachusetts Uniform Securities Act.

FINRA also reports three customer complaints filed against Barry Armstrong alleging multiple sales practice violations. These complaints allege Barry Armstrong of misrepresentations, failing to manage accounts, and failing to disclose relevant information, amongst other sales practice violations. The claims were settled for as high as $250,000.

If you lost any money on investments with Barry Armstrong, you may be able to recover your losses from Securities America, Inc. This is because Securities America, Inc. had a duty to supervise Barry Armstrong.

If you lost money on investments with Barry Armstrong and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Securities America, Inc., concerning Barry Armstrong’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on any investments with Barry Armstrong and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange


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