Goodman and Nekvasil May Recover Investors Losses | Matthew Edward O’Callaghan (Matthew O’Callaghan), Former Odeon Capital Group Broker, Barred by FINRA
Reported by FINRA on February 25, 2016, Matthew O’Callaghan was barred from association with any FINRA member in any capacity. Matthew O’Callaghan entered into a Letter of Acceptance, Waiver and Consent with the Financial Industry Regulatory Authority (FINRA) Department of Enforcement to resolve allegations FINRA made against him regarding violations of securities industry rules.
According to FINRA, without admitting or denying the findings Matthew O’Callaghan consented to the sanctions and to the entry of findings that Matthew O’Callaghan failed to provide documents and information requested by FINRA. FINRA reports that it was conducting an investigation into the allegations contained in his previous firm’s U5 amendment reporting his possible conversion and theft of funds related to transactions involving secondary market syndicate loan trades.
FINRA’S Broker Check reports Matthew O’Callaghan was a registered representative with Odeon Capital Group from February 2011 until August 2015. If you lost any money on investments with Matthew O’Callaghan, you may be able to recover your losses from Odeon Capital Group. This is because Odeon Capital Group had a duty to supervise Hector May.
Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action. Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.
If you incurred losses on your investment with Matthew O’Callaghan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.