George Merhoff – Arbitration Claim Filed Involving Financial Advisor George Merhoff

Goodman & Nekvasil P.A., May Recover Investor Losses | George Merhoff – Arbitration Claim Filed Involving Financial Advisor George Merhoff

George Merhoff Financial Advisor CRD #2918171

Since 2012, George Merhoff worked for Cetera Advisors LLC. FINRA reports that the Oregon Department Consumer and Business Services, Division of Financial Regulation (“DFR”) brought an enforcement action against George Merhoff in 2017. George Merhoff consented to a Cease and Desist and a monetary fine of $70,000. The DFR alleged violation of “unfair” conduct and failure to supervise.

According to FINRA records, seven settled customer complaints against George Merhoff alleging sales practice violations involving, but not limited to, unsuitability, fraud, negligence, breach of contract, and breach of fiduciary duty. The claims were settled for as high as $2,900,000.

If you lost any money on investments with George Merhoff, you may be able to recover your losses from Cetera Advisors LLC. This is because Cetera Advisors LLC had a duty to supervise George Merhoff.

If you lost money on investments with George Merhoff and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Cetera Advisors LLC concerning George Merhoff’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on any investments with George Merhoff and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange

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