Goodman & Nekvasil P.A., May Recover Investor Losses | Andrew Elsoffer, Financial Advisor Discharged from Stifel, Nicolaus & Company, Incorporated Andrew Elsoffer was a formerly licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. FINRA reports that Andrew Elshoffer was discharged from Stifel, Nicolaus & Company, Incorporated on October 16, 2018. Stifel, Nicolaus & Company, Incorporated reported to FINRA of alleged …

Goodman & Nekvasil P.A., May Recover Investor Losses | Scott William Palmer, Financial Advisor Barred from Securities Industry Scott Palmer was a formerly licensed financial advisor with Janney Montgomery Scott LLC from 2007 to 2017. FINRA reports that Scott Palmer was permitted to resign from Janney Montgomery Scott LLC on May 24, 2017. Janney Montgomery Scott, LLC reported to FINRA “loss …

Goodman & Nekvasil P.A., May Recover Investor Losses | Brian Gimelson, Financial Advisor Barred from Securities Industry Brian Gimelson was a formerly licensed financial advisor with North Nassau Advisors. FINRA reports that Brian Gimelson was barred from the securities and investment banking industry on November 21, 2017. FINRA reports that Brian Gimelson consented to the sanction and to the entry of …

Goodman & Nekvasil P.A., May Recover Investor Losses | Ciro Santoro Barred from Securities Industry  From 2010 until Ciro Santoro’s discharge in 2017, Ciro Santoro worked for Allstate Financial Services, LLC. According to FINRA’s records, Ciro Santoro was fired by Allstate Financial Services, LLC on June 8, 2017. Allstate Financial Services, LLC reported to FINRA that Ciro Santoro was terminated after …

Goodman & Nekvasil P.A., May Recover Investor Losses | Nenita Causing (Nitz Causing) Financial Advisor Barred from Securities Industry Nitz Causing was a formerly licensed financial advisor with Transamerica Financial Advisors, Inc from 2012 to 2016. FINRA reports that Nitz Causing was barred from the securities industry on June 19, 2017. FINRA reports that Nitz Causing failed to respond to FINRA …

Goodman & Nekvasil P.A., May Recover Investor Losses | Jeffrey Schwebach, Financial Advisor Suspended from Securities Industry Jeff Schwebach CRD #1606537 Jeff Schwebach was a formerly licensed financial advisor with Independent Financial Group, LLC from 2010 to 2018. According to FINRA, Jeff Schwebach was suspended from the securities industry in June 2019.  According to FINRA Allegations:  During the Relevant Period, Jeff …

Goodman & Nekvasil P.A., May Recover Investor Losses | Stephen Allen Murray, Financial Advisor Barred from Securities Industry Stephen Murray was a formerly licensed financial advisor with Raymond James & Associates, Inc. from 2013 to 2018. FINRA reports that Stephen Murray was barred from the securities and investment banking industry on August 7, 2018. FINRA reports that Stephen Murray failed to …

Goodman & Nekvasil P.A., May Recover Investor Losses | Adam Lopez, Financial Advisor Discharged from Country Capital Management Company From 2008 until Adam Lopez’ discharge in 2018, Adam Lopez was licensed with Country Capital Management Company. According to FINRA’s records, Adam Lopez was discharged from Country Capital Management Company on September 5, 2018. Country Capital Management Company reported to FINRA that …

Goodman & Nekvasil P.A., May Recover Investor Losses | Chuck Laubach – Financial Advisor/Broker Chuck Laubach Investigated by FINRA  Chuck Laubach CRD #1097453 aka Charles Laubach From 2015 until Chuck Laubach’s firing in 2016, Chuck Laubach was licensed with Chapin Davis Investments. Chuck Laubach was previously licensed with Ameriprise Financial Services, Inc. and Wells Fargo Advisors, LLC. Chuck Laubach is now …