Christopher McClure, Financial Advisor Named in SEC Complaint | Goodman & Nekvasil P.A, May Recover Investor Losses

Goodman & Nekvasil P.A, May Recover Investor Losses | Christopher McClure, Financial Advisor Named in SEC Complaint 

Since 2001 Christopher McClure has been licensed with Westport Capital Markets, LLC.

FINRA reports that The United States Securities and Exchange Commission (SEC) has a pending civil court action against Christopher McClure in 2017. The action alleges that Christopher McClure and Westport Capital Markets, LLC violated their fiduciary duty and defrauded their clients when they obtained standing authority to make investment decisions in client accounts, and misused that authority when they repeatedly purchased securities in client accounts that generated undisclosed mark-ups and fees for themselves.

FINRA reports an arbitration claim was filed involving Christopher McClure’s conduct with Westport Capital Markets alleging negligence, breach of contract, breach of fiduciary duty, omissions and misrepresentations. This arbitration claim was settled for $137,000.

If you lost any money on investments with Christopher McClure, you may be able to recover your losses from Westport Capital Markets, LLC. This is because Westport Capital Markets, LLC had a duty to supervise Christopher McClure.

If you lost money on investments with Christopher McClure and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Westport Capital Markets, LLC, concerning Christopher McClure’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovere more than $170 million on behalf of victimized investors. If you lost money on any investments with Christopher McClure and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.   

Contact Us Today!

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