N1 Technologies, Inc., Nanosave Technologies, Inc., Rockey “Roc” G. Hatfield, and Steve E. Lovern, Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges N1 Technologies, Inc., Nanosave Technologies, Inc., Rockey “Roc” G. Hatfield, and Steve E. Lovern The Securities and Exchange Commission today charged two individuals with defrauding investors in penny stock …
JustInfo LLC, David Weddle, and Scott Allensworth Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses
JustInfo LLC, David Weddle, and Scott Allensworth Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges JustInfo LLC, David Weddle, and Scott Allensworth The Securities and Exchange Commission today announced fraud charges against a Kentucky-based entity, a California-based tax preparer who solicited investors on behalf of the entity, and the entity’s majority …
VisionQuest Capital, LLC, VisionQuest Wealth Management, LLC, VQ Wealth, LLC and Stephen C. Peters Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses
VisionQuest Capital, LLC, VisionQuest Wealth Management, LLC, VQ Wealth, LLC and Stephen C. Peters Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges VisionQuest Capital, LLC, VisionQuest Wealth Management, LLC, VQ Wealth, LLC and Stephen C. Peters The Securities and Exchange Commission charged a Raleigh, North Carolina-based investment adviser with running a …
Carlyle Gaming & Entertainment LTD., Intercapital Partners LTD, Appnostiq Interactive and Sandy J. Masselli, Jr. – Goodman & Nekvasil P.A. May Recover Investor Losses
Carlyle Gaming & Entertainment LTD., Intercapital Partners LTD, Appnostiq Interactive and Sandy J. Masselli, Jr. – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Carlyle Gaming & Entertainment LTD., Intercapital Partners LTD, Appnostiq Interactive and Sandy J. Masselli, Jr. The Securities and Exchange Commission has charged Sandy J. Masselli, Jr. and several associated entities, including …
Blair Whiting – Leland Blair Whiting, Formerly Licensed with Hornor, Townsend & Kent, Inc. – Goodman & Nekvasil P.A. May Recover Investor Losses on Future Income Payments, LLC
Blair Whiting – Leland Blair Whiting, Formerly Licensed with Hornor, Townsend & Kent, Inc. – Goodman & Nekvasil P.A. May Recover Investor Losses on Future Income Payments, LLC Blair Whiting was licensed with Hornor, Townsend & Kent, Inc. from 2011 until 2016. A financial periodical reported that a lawsuit was filed alleging that Blair Whiting may have sold the fraudulent Future …
Kenny Kim a/k/a Kyusun Kim, Formerly Licensed with Sandlapper Securities, LLC and Independent Financial Group, LLC Barred from Securities Industry – Goodman & Nekvasil, P.A. May Recover Investor Losses
Kenny Kim a/k/a Kyusun Kim, Formerly Licensed with Sandlapper Securities, LLC and Independent Financial Group, LLC Barred from Securities Industry – Goodman & Nekvasil P.A. May Recover Investor Losses Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Kenny Kim a/k/a Kyusun Kim. According to FINRA, Kenny Kim a/k/a Kyusun Kim was barred from …
Ellen Vratoric Barred from Securities Industry, Formerly Licensed with The Huntington Investment Company – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Ellen Vratoric Barred from Securities Industry, Formerly Licensed with The Huntington Investment Company From 2008 until Ellen Vratoric’s discharge in 2016, Ellen Vratoric was licensed with The Huntington Investment Company. According to FINRA’s records, Ellen Vratoric was discharged from The Huntington Investment Company on March 16, 2016. The Huntington Investment Company reported …
James Patrick Acosta (James Acosta) Barred from Securities Industry, Formerly Licensed with Citigroup Global Markets, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
James Patrick Acosta (James Acosta) Barred from Securities Industry, Formerly Licensed with Citigroup Global Markets, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses From 2013 until James Acosta’s discharge in 2016, James Acosta was licensed with Citigroup Global Markets, Inc. According to FINRA’s records, James Acosta was discharged from Citigroup Global Markets, Inc. on June 28, 2016. Citigroup …
Donnell Bowen – Financial Advisor Donnell Bowen Barred from Securities Industry
Donnell Bowen – Financial Advisor Donnell Bowen Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Donnell Bowen CRD #5641822 From 2009 until Donnell Bowen’s resignation in 2017, Donnell Bowen was licensed with Northwestern Mutual Investment Services LLC. According to FINRA’s records, Donnell Bowen was permitted to resign from Northwestern Mutual Services LLC on January 13, …
Equitybuild, Inc., Equitybuild Finance, LLC, Jerome H. Cohen, and Shaun D. Cohen Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses
Equitybuild, Inc., Equitybuild Finance, LLC, Jerome H. Cohen, and Shaun D. Cohen Charged by SEC – Goodman & Nekvasil P.A. May Recover Investor Losses Securities and Exchange Commission Charges Equitybuild, Inc., Equitybuild Finance, LLC, Jerome H. Cohen, and Shaun D. Cohen The SEC brings this action to halt an ongoing Ponzi scheme. According to the complaint, since at least 2010, …