Goodman & Nekvasil P.A., May Recover Investor Losses on Promissory Notes | John Hanson – Financial Advisor John Hanson Barred from Securities Industry and Guilty of Wire Fraud
John Hanson CRD #2420584
John Hanson was licensed with Northwestern Mutual Investment Services, LLC from 2004 to 2014. FINRA reports that John Hanson was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on November 6, 2014. FINRA reports that John Hanson consented to the sanction and to the entry of findings that John Hanson refused to respond to FINRA requests for information, documents and testimony in connection with an investigation involving allegations that John Hanson misappropriated more than $300,000 from at least two-member firm customers. The findings stated that through John Hanson’s counsel, John Hanson stated that John Hanson would not produce any documents or information or appear for testimony.
FINRA reports that John Hanson pled guilty to one count of felony wire fraud in the US District Court for the Eastern District of Washington on October 7, 2015.
FINRA also reports that 9 complaints were filed involving John Hanson’s conduct with Northwestern Mutual Investment Services, LLC, alleging loss due to wrongful and criminal conduct, misrepresentation and/or other allegations relating to promissory notes.
If you lost any money on investments with John Hanson, including promissory notes, you may be able to recover your losses from Northwestern Mutual Investment Services, LLC. This is because Northwestern Mutual Investment Services, LLC. had a duty to supervise John Hanson.
If you lost money on investments with John Hanson, including promissory notes, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Northwestern Mutual Investment Services, LLC concerning John Hanson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with John Hanson, including promissory notes, and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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