Julius Kenney – Financial Advisor/Broker Julius Kenney Barred by FINRA

Julius Kenney – Financial Advisor/Broker Julius Kenney Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

Julius Kenney CRD #5500248

According to FINRA on June 12, 2015, Julius Kenney, was barred after allegations that he refused to cooperate or provide requested information to FINRA. The findings stated that FINRA began an investigation into whether Julius Kenney was involved in an unreported outside business activity and failed to disclose to his member firm. FINRA also reports, on April 8, 2015, a customer of Julius Kenney made a complaint to LPL about an alleged $215,000 investment in a “Mellow Mushroom” business that the customer alleged Julius Kenney solicited in October 2013.

Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments.

If you lost any money on investments with Julius Kenney, you may be able to recover your losses from LPL Financial LLC. This is because LPL Financial LLC had a duty to supervise Julius Kenney.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. We would like to discuss the possibility of your retaining our firm to represent you in an arbitration action.

Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments and has recovered more than $180 million dollars on behalf of victimized investors.  We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.  All our cases are handled on a purely contingency fee basis.

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf. Finally, the filing of such a case should not affect your ownership of these investments in any way.

If you incurred losses on your investment  with Julius Kenney and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Julius Kenney, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Julius Kenney

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