Robert Pachciarz – Financial Advisor Robert Pachciarz Suspended from Securities Industry

Robert Pachciarz – Financial Advisor Robert Pachciarz Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Pachciarz aka Robert Patrick Pachciarz CRD #5337955 Robert Pachciarz is a formerly licensed financial advisor/broker licensed with J.P Morgan Securities. According to FINRA, Robert Pachciarz was suspended from the securities industry for six months and fined $5,000 in September …

Gary Ginsberg – Customer Dispute Filed Involving Financial Advisor/Broker Gary Ginsberg | Recover Investment Losses

Gary Ginsberg – Customer Dispute Filed Involving Financial Advisor/Broker Gary Ginsberg | Goodman & Nekvasil, P.A. May Recover Investor Losses Gary Ginsberg CRD #1175258 Gary Ginsberg is a currently licensed financial advisor with Royal Alliance Associates, Inc. According to Gary Ginsberg’s CRD, a customer dispute alleging sales practice violations against Gary Ginsberg is currently pending. Customer Dispute 5/22/19: Allegations include …

Jingbo Pan – Customer Dispute Filed Involving Financial Advisor/Broker Jingbo Pan

Jingbo Pan – Customer Dispute Filed Involving Financial Advisor/Broker Jingbo Pan | Goodman & Nekvasil, P.A. May Recover Investor Losses Jingbo Pan CRD #5266959 Jingbo Pan is a currently licensed financial advisor with Coastal Equities, Inc. Jingbo Pan was previously licensed with Axiom Capital Management, Inc. and International Assets Advisory, LLC.   According to Jingbo Pan’s CRD, a customer dispute …

Dustin Martin – Customer Dispute Filed Involving Financial Advisor/Broker Dustin Martin

Dustin Martin – Customer Dispute Filed Involving Financial Advisor/Broker Dustin Martin | Goodman & Nekvasil P.A., May Recover Investor Losses Dustin Martin CRD #5524398 Dustin Martin is a currently licensed financial advisor with Madison Avenue Securities, LLC. Customer Dispute 10/12/18: Allegations include failure to disclose high risk investments, failure to supervise, negligence, fraud and breach of fiduciary duty. This customer …

Clayton Wertz – Financial Advisor/Broker Clayton Wertz Barred from Securities Industry

Clayton Wertz – Financial Advisor/Broker Clayton Wertz Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Clayton Wertz Financial Advisor CRD #2931973 Clayton Wertz was a formerly licensed financial advisor/broker with First Financial Equity Corporation and Aspen Equity Partners, LLC. According to FINRA, Clayton Wertz was barred from the securities industry in September 2019. According to …

Darren Kubiak – Financial Advisor Darren Kubiak Suspended from Securities Industry

Darren Kubiak – Financial Advisor Darren Kubiak Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Darren Kubiak CRD #1239086 Darren Kubiak is a financial advisor/broker licensed with Kalos Capital, Inc. According to FINRA, Darren Kubiak was suspended from the securities industry for 3 months and fined $5,000. According to FINRA Allegations: Darren Kubiak consented to …

Daniel Staudacher – Financial Advisor/Broker Daniel Staudacher Suspended from Securities Industry

Daniel Staudacher – Financial Advisor/Broker Daniel Staudacher Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Staudacher CRD #2878221 Daniel Staudacher is a financial advisor/broker licensed with Worth Financial Group, Inc. Daniel Staudacher was previously licensed with PFS Investments, Inc. According to FINRA, Daniel Staudacher was suspended from the securities industry for 1 month and …

Prominence Homes – Customer Complaints Filed Through the Better Business Bureau

Prominence Homes – Customer Complaints Filed Through the Better Business Bureau | Goodman & Nekvasil P.A. May Recover Losses in Promissory Notes According to Complaints Filed Through the Better Business Bureau Complaint Filed 7/16/19: The complaint alleges that Prominence Homes has not yet returned retirement money to an IRA services account. The complainant alleges that they have left ten messages …

David Rockwell – Customer Disputes Filed Involving Financial Advisor/Broker David Rockwell

David Rockwell – Customer Disputes Filed Involving Financial Advisor/Broker David Rockwell | Goodman & Nekvasil P.A., May Recover Investor Losses David Rockwell Financial Advisor/Broker CRD #4236377 aka David Aaron Rockwell David Rockwell was a formerly licensed financial advisor with Cetera Advisor Networks LLC and SunTrust Investment Services, Inc. According to David Rockwell’s CRD, David Rockwell was discharged from Cetera Advisor …