Richard Reynolds – Customer Disputes Filed Involving Financial Advisor/Broker Richard Reynolds

Richard Reynolds – Customer Disputes Filed Involving Financial Advisor/Broker Richard Reynolds | Goodman & Nekvasil, P.A. May Recover Investor Losses

Richard Reynolds CRD #2162706

Richard Reynolds is a currently licensed financial advisor/broker with Worden Capital Management LLC. Richard Reynolds was a previously licensed financial advisor/broker with Rockwell Global Capital LLC.

According to Richard Reynolds’ CRD, customer disputes has been filed alleging sales practice violations against Richard Reynolds:

Customer Dispute 4/19/19: Customer alleges that a commission of $8,000 in August 2018 was not authorized by him. This customer dispute is pending.

Customer Dispute 12/31/18: Allegations include negligence and negligent supervision. Alleged activity took place between April 2017 and December 2018. This customer dispute is pending and seeks $65,000.

Customer Dispute 11/26/18: Statutory and common law fraud, misrepresentation, negligence, breach of contract and breach of fiduciary duty. Dates of alleged activity May 2016 through January 2018. This customer dispute is pending and seeks $56,000 in damages.

Customer Dispute 5/7/18: Client alleges churning, improper use of margin, unsuitability, and high commissions. This customer dispute was settled for $150,000.

If you lost any money on investments with Richard Reynolds, you may be able to recover your losses. If you lost money on investments with Richard Reynolds and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Richard Reynolds’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Richard Reynolds and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Richard Reynolds, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Richard Reynolds 

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