Marty Batstone – Financial Advisor/Broker Marty Batstone Investigated by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses
Marty Batstone CRD #4299561
Marty Batstone was a formerly licensed financial advisor with Newbridge Securities Corporation, Crown Capital Securities LP and Independent Financial Group LLC.
According to FINRA:
Wells Notice examination #20190612052: FINRA made a preliminary determination to recommend that disciplinary action be brought against Marty Batstone alleging violation of FINRA Rules 2150 and 2010 for conversion of customer funds.
According to Marty Batstone’s CRD:
A customer dispute was filed alleging sales practice violations against Marty Batstone. This customer dispute was settled for $55,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Marty Batstone and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Marty Batstone’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Marty Batstone and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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