William Schumann – Customer Disputes Filed Involving Financial Advisor/Broker William Schumann | Goodman & Nekvasil, P.A. May Recover Investor Losses
William Schumann CRD #1604894
William Schumann is a licensed financial advisor with H. Beck, Inc.
According to William Schumann’s CRD, customer disputes have been filed alleging sales practice violations against William Schumann.
Customer Dispute 2/8/19: Client alleges losses arising from alleged unsuitable recommendations of alternative investments and failure to conduct appropriate supervision and product diligence from approximately October 2010 to December 2014. This customer dispute is pending and seeks $100,000 in damages.
Customer Dispute 12/23/16: Statement of Claim alleges that Registered Representative recommended unsuitable investments in mutual funds, a non-traded REIT and a variable annuity – investments that were inconsistent with client’s desire to preserve capital and liquidity. This customer dispute was settled for $27,000.
If you lost any money on investments with William Schumann, you may be able to recover your losses. If you lost money on investments with William Schumann and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning William Schumann’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with William Schumann and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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