Dan King – Customer Disputes Filed Involving Financial Advisor/Broker Dan King | Goodman & Nekvasil, P.A. May Recover Investor Losses
Dan King CRD #5954543
Dan King is a licensed financial advisor with Benchmark Investments, Inc. Dan King was previously licensed with Newbridge Securities Corporation.
According to Dan King’s CRD, customer disputes has been filed alleging sales practice violations against Dan King:
Customer Dispute 3/18/19: Customer alleges unnecessary, unsuitable and excessive margin trading and unsuitable recommendation for a private placement. This customer dispute is pending and seeks $3,683,000 in damages.
Customer Dispute 5/1/17: “Claimants, while a customer of Brookville Capital Partners, LLC alleges Dan King and another Representative while employed at that Firm, engaged in recommending and soliciting investments that were not suitable for them. As a result of the investments claimant alleges sustained losses”. This customer dispute is pending and seeks $59,330.70 in damages.
Customer Dispute 7/11/16: Statement of Claim alleges: Failure to execute, unauthorized trading, respondent superior/vicarious liability. This customer dispute was settled for $12,000.
If you lost any money on investments with Dan King, you may be able to recover your losses. If you lost money on investments with Dan King and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Dan King’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dan King and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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