Scott Gunnip – Financial Advisor Scott Gunnip Barred from Securities Industry | Recover Losses

Kevin Scott Gunnip (Scott Gunnip) – Financial Advisor/Broker Scott Gunnip Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Scott Gunnip CRD #2701801

Scott Gunnip was a formerly licensed broker/financial advisor with Morgan Stanley. According to FINRA, Scott Gunnip was barred from the securities industry in September 2019.

According to FINRA Allegations

In 2018, FINRA began investigating allegations that Gunnip engaged in unsuitable short-term trading of long-term securities. On September 3, 2019, FINRA staff sent a request to Respondent for on-the-record testimony pursuant to FINRA Rule 8210. As stated by his counsel’s email to FINRA staff on September 9, 2019, and by this agreement, Respondent acknowledges that he received FINRA’s request and will not appear for on the-record testimony at any time. By refusing to appear for on-the-record testimony as requested pursuant to FINRA Rule 8210, Respondent has violated FINRA Rules 8210 and 2010.

Goodman & Nekvasil, P.A. May Recover Investment Losses

If you lost any money on investments with Scott Gunnip, you may be able to recover your losses. If you lost money on investments with Gunnip and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gunnip’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Gunnip and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

Contact Us Today!

1 Step 1
FormCraft - WordPress form builder