UBS Yield Enhancement Strategies | Goodman & Nekvasil P.A. May Recover Investor Losses

UBS Yield Enhancement Strategies | Goodman & Nekvasil P.A. May Recover Investor Losses

According to the Wall Street Journal:

Yield Enhancement Strategy (YES) is a complex investment strategy pitched as low-risk by stockbrokers at UBS Group. According to the WSJ, YES, has generated at least $60 million in losses for clients and more than two dozen customer complaints, according to a lawyer for the investors.

According to the WSJ, the strategy involved the use of several option trades and borrowing, according to marketing materials, and faltered when volatility in the stock and bond markets intensified last year. According to the WSJ, in just one month late last year, the strategy had losses exceeding 13%, a customer-account statement indicates.

According to the WSJ, the strategy’s losses highlight the risks in financial bets during periods of heightened volatility in the markets. According to the WSJ, the YES strategy typically involved putting on four different options trades—relating to an underlying stock index, such as the S&P 500—at different strike prices but with the same expiration date. According to the WSJ, the strike price can be the point at which the owner of a “call” option can buy or the owner of a “put” option can sell the underlying security.

According to Seeking Alpha:

Many investors did not even know that they were engaged in a risky options strategy which required that they be qualified for risky options trading by the firm. Clients of brokerage firms face numerous hurdles before they are given the green light to trade options. Many of these clients paying for the YES strategy were simply not qualified.

Investors in UBS Yield Enhancement Strategies (YES) May Recover their Losses with Goodman & Nekvasil, P.A.

If you invested in UBS Yield Enhancement Strategies (YES), Goodman & Nekvasil, P.A. may help you. Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, has recovered more than $180 million dollars on behalf of victimized investors. 

All our cases are handled on a purely contingency fee basis by Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA. Kalju Nekvasil, Esq. has practiced in this area of the law for more than 35 years. 

There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

If you incurred investment losses in UBS Yield Enhancement Strategies (YES) and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us. 

UBS Yield Enhancement Strategies, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, UBS Yield Enhancement Strategies

 

 

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