Sean Parikh – Financial Advisor/Broker Sean Parikh Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Sean Parikh a/k/a Kishan Parikh CRD #5506554 Sean Parikh a/k/a Kishan Parikh is a previously licensed financial advisor with Aegis Capital Corp. According to FINRA, Sean Parikh was fined $10,000, ordered to pay restitution of $40,919, and suspended from the …

Ronald Giovino – Financial Advisor/Broker Ronald Giovino Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald Giovino a/k/a Ronald Joseph Giovino Jr. CRD #2236071 Ronald Giovino a/k/a Ronald Joseph Giovino Jr. was a previously licensed financial advisor with GWN Securities Inc. According to FINRA, Ronald Giovino was barred by FINRA in July 2021. According to FINRA: …

FTE Networks Inc. CEO and CFO Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged the former CEO and CFO of FTE Networks Inc., a network infrastructure company formerly based in Naples, Florida, with conducting a multi-year accounting fraud. This alleged scheme involved inflating the …

Hugues Guirand – Financial Advisor/Broker Hugues Guirand Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Hugues Guirand CRD #3045595 Hugues Guirand was a previously licensed financial advisor with Woodstock Financial Group, Inc. According to FINRA, Hugues Guirand was barred by FINRA in July 2021. According to FINRA: Default decision rendered July 26, 2021 wherein Guirand is …

Alphonse Stazzone – Financial Advisor/Broker Alphonse Stazzone Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Alphonse Stazzone a/k/a Alphonse Joseph Stazzone CRD #4908107 Alphonse Stazzone a/k/a Alphonse Joseph Stazzone is was a previously licensed financial advisor with Garden State Securities and Woodstock Financial Group. According to FINRA, Alphonse Stazzone was fined $5,000 and suspended from …

Maxim Beliakov – Financial Advisor/Broker Maxim Beliakov Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Maxim Beliakov CRD #5968432 Maxim Beliakov is a previously licensed financial advisor with Garden State Securities and Woodstock Financial Group Inc. According to FINRA, Maxim Beliakov was fined $5,000 and suspended from the securities industry for four months in August …

Battery Private Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged a New York-based company and its founder for misappropriating more than $1 million from a client and prospective client and defrauding investors, as well as for submitting false information on SEC filings. The …

Fusion Analytics Holdings LLC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today charged registered investment adviser Fusion Analytics Investment Partners, LLC (FAIP) and its CEO Michael J. Conte with breaches of fiduciary duty and, along with Fusion Analytics Holdings, LLC (Fusion Holdings), with fraud in connection with the …

Jack Michaletz – We Have Filed an Arbitration Claim Involving Financial Advisor/Broker Jack James Michaletz | Goodman & Nekvasil P.A. May Recover Investor Losses Jack Michaletz a/k/a Jack James Michaletz CRD #5742762 Jack Michaletz a/k/a Jack James Michaletz is a licensed financial advisor with DAI Securities LLC. Goodman & Nekvasil, P.A. has filed an arbitration claim involving Jack James Michaletz. …

Henry Bones – Financial Advisor/Broker Henry Bones Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Henry Bones a/k/a Henry Bones II CRD #4673109 Henry Bones is a licensed financial advisor with SW Financial. Henry Bones was previously licensed with Worden Capital Management LLC. According to FINRA, Henry Bones was fined $5,000 and suspended from the …