Battery Private Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses
The Securities and Exchange Commission today charged a New York-based company and its founder for misappropriating more than $1 million from a client and prospective client and defrauding investors, as well as for submitting false information on SEC filings.
The SEC’s complaint, filed in the United States District Court for the Eastern District of New York, alleges that Jeffrey Slothower, through his entity Battery Private, Inc., engaged in two separate fraudulent schemes. In the first alleged scheme, Slothower misappropriated more than $1 million from an advisory client and her spouse, a prospective client. In the second alleged scheme, Slothower made material misrepresentations in connection with private sales of a penny stock owned by Battery Private. The SEC’s complaint further alleges that Slothower exaggerated the size of Battery Private’s regulatory assets under management in SEC filings.
Investors in Battery Private Inc. May Recover their Losses with Goodman & Nekvasil, P.A.
If you invested in Battery Private Inc., Goodman & Nekvasil, P.A. may help you. Goodman & Nekvasil, P.A., a St. Petersburg, FL law firm with a national practice representing victimized investors, has recovered more than $200 million dollars on behalf of victimized investors.
All our cases are handled on a purely contingency fee basis by Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA. Kalju Nekvasil, Esq. has practiced in this area of the law for more than 35 years.
There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
If you incurred investment losses with Battery Private Inc. and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.