Alphonse Stazzone – Financial Advisor/Broker Alphonse Stazzone Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Alphonse Stazzone a/k/a Alphonse Joseph Stazzone CRD #4908107
Alphonse Stazzone a/k/a Alphonse Joseph Stazzone is was a previously licensed financial advisor with Garden State Securities and Woodstock Financial Group.
According to FINRA, Alphonse Stazzone was fined $5,000 and suspended from the securities industry for four months in August 2021.
According to FINRA Allegations:
Between September 2017 and August 2018, Stazzone excessively and unsuitably traded one customer’s account, in violation of FINRA Rules 2111 and 2010.
Goodman & Nekvasil, P.A. May Recover Investor Losses:
If you lost money on investments with Alphonse Stazzone and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Alphonse Stazzone’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Alphonse Stazzone and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/18/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.