Willam Wright Jr. – Financial Advisor/Broker William Wright Jr. Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses William Wright Jr. CRD #3048195 William Wright Jr. was a previously licensed financial advisor with National Securities Corporation. According to FINRA, William Wright Jr. was barred by FINRA in August 2021. According to FINRA: Wright consented to the sanction …

deeproot Funds, LLC Founder Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   On August 20, 2021, the Securities and Exchange Commission charged a San Antonio, Texas-based investment adviser with operating a years-long fraudulent scheme that raised approximately $58 million from nearly 300 investors in two investment funds. The SEC’s complaint alleges …

John Justin Woods – SEC Alleges Financial Advisor is Running Ponzi Scheme| Recover Investment Losses John Justin Woods CRD #1949233 According to the SEC: John Woods has been running a massive Ponzi scheme for over a decade. As of the end of July 2021, investors in the Ponzi scheme were owed over $110,000,000 in principal.  There are more than 400 …

Berkley Badger – Long Term Radio Host of Global Financial Review Slammed With $188,868.07 Arbitration Award | Recover Investment Losses Berkley Badger a/k/a Berkley Creighton Badger CRD #713972 View the FINRA Arbitration Award Details According to Goodman & Nekvasil, P.A.: Goodman & Nekvasil, P.A., announces that they have won a $188,868.07 FINRA arbitration award against Berkley C. Badger (“Badger”), on …

MG Capital Management LP CEO Charged with Securities Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice: Acting Manhattan U.S. Attorney Audrey Strauss said: “Eric Malley allegedly promised his clients that they would reap the benefits of owning equity in Manhattan real estate through his time-tested, sophisticated, debt-free investment strategy.  As alleged, those …

Jonathan Dudley – Financial Advisor/Broker Jonathan Dudley Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Jonathan Dudley a/k/a Jonathan H. Dudley CRD #5413469 Jonathan Dudley a/k/a Jonathan H. Dudley was a previously licensed financial advisor with Centaurus Financial, Inc. and Investacorp, Inc. According to FINRA, Jonathan Dudley was barred by FINRA in January 2021. According to …

First Trust Dynamic Equity Income Fund Loses Value | Goodman & Nekvasil P.A. May Recover Investor Losses Goodman & Nekvasil, P.A. has been contacted by an investor who lost money in First Trust Dynamic Equity Income Fund. According to Yahoo! Finance: First Trust Dynamic Europe Equity Income Fund is a close ended equity mutual fund launched and managed by First …

Jeanet Lee – Financial Advisor/Broker Jeanet Lee Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeanet Lee a/k/a Jeanet Chihtzu Lee CRD #4766237 Jeanet Lee a/k/a Jeanet Chihtzu Lee was a previously licensed financial advisor with Transamerica Financial Advisors Inc. According to FINRA, Jeanet Lee was barred by FINRA in July 2021. According to FINRA: Lee …

Tyler Rigsbee – Financial Advisor/Broker Tyler Rigsbee Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Tyler Rigsbee a/k/a Tyler Michael Rigsbee CRD #6351278 Tyler Rigsbee a/k/a Tyler Michael Rigsbee was a previously licensed financial advisor with Wells Fargo. According to FINRA, Tyler Rigsbee was barred by FINRA in July 2021. According to FINRA: Rigsbee consented to …

Becoming Financial Advisory Services LLC Owner Charged with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission charged former Minneapolis-area investment adviser Isaiah L. Goodman for allegedly defrauding his advisory clients out of approximately $2.25 million. According to the SEC’s complaint, from at least September 2018 to November 2020, …