Profit Connect Wealth Services, Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission announced that it has filed an emergency action and obtained a temporary restraining order and asset freeze to halt an alleged ongoing offering fraud by Las Vegas-based Profit Connect Wealth Services, Inc., Las …

Vestin Realty Mortgage LLC CEO Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced securities fraud charges against recidivist Michael Shustek, the CEO of several Las Vegas real estate investment trusts (“REITs”), and his wholly owned investment advisory firm, Vestin Mortgage LLC. The complaint alleges …

Live Ventures Incorporated Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission charged a publicly traded Las Vegas-based holding company, its CEO, its CFO, an LLC controlled by the CEO, and another Nevada-based public company with multiple financial, disclosure, and reporting violations related to inflated income and …

Giordan Marc Zaro – Financial Advisor/Broker Giordan Marc Zaro Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Giordan Mark Zaro CRD #6613514 Giordan Marc Zaro was a previously licensed financial advisor/broker with Invicta Capital, Emerson Equity, Merrill Lynch, and AXA Advisors. According to FINRA, Giordan Marc Zaro was suspended from the securities industry for one …

Black Lion Investment Partners, Inc. Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The United States Securities and Exchange Commission today announced charges against Black Lion Investment Partners, Inc., a Wyoming corporation now based in Georgia, Edward L. Wooten of Macon, Georgia, Lee S. Rose of Deerfield, Illinois, and John L. …

James Francis O’Reilly – Financial Advisor/Broker James Francis O’Reilly Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses  James Francis O’Reilly CRD #2209758 James Francis O’Reilly was a previously licensed financial advisor with Lakeridge Capital, TOR Brokerage, Eastgate Securities, and Dakoy Capital Markets LLC. According to James Francis O’Reilly’s BrokerCheck Report, James Francis O’Reilly was barred by …

Jeffrey Scott Anderson – Customer Disputes Filed Involving Financial Advisor/Broker Jeffrey Scott Anderson | Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Scott Anderson CRD #5993214 Jeffrey Scott Anderson is a previously licensed financial advisor with Pruco Securities LLC and NYLife Securities LLC. According to Jeffrey Scott Anderson’s BrokerCheck report, customer disputes have been filed alleging sales practice violations …

Narith Long – Customer Disputes Filed Involving Financial Advisor/Broker Narith Long | Goodman & Nekvasil P.A. May Recover Investor Losses Narith Long CRD #6598152 Narith Long is a previously licensed financial advisor with NYLife Securities and Northwestern Mutual Investment Services. According to Narith Long’s BrokerCheck report, customer disputes have been filed alleging sales practice violations against Narith Long. Customer Dispute …

Covalent Collective, Inc. Founder Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced charges against Geoffrey Thompson for illegally selling more $19 million in unregistered securities. The SEC’s complaint alleges that Thompson, a recidivist securities laws violator, and his company, Covalent Collective, Inc., directed numerous …

The Republic Group, Inc. Principals Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced that it filed charges against the former principals of a now defunct Florida-based purported “financial services” company for defrauding investors in their unregistered securities offerings. The SEC’s complaint alleges that The …