Christopher Orlando – Financial Advisor/Broker Christopher Orlando Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher Orlando a/k/a Christopher George Orlando CRD #4136262 Christopher Orlando a/k/a Christopher George Orlando was a previously licensed financial advisor with Spartan Capital Securities, St. Bernard Financial Services, and Worden Capital Management LLC. According to Christopher Orlando’s BrokerCheck Report, Christopher Orlando …
Medley LLC Files for Bankruptcy – Medley Management (NYSE:MDLY) Suspends Trading | Recover Investment Losses
Medley Management (NYSE:MDLY) Suspends Trading, Medley LLC Files Chapter 11 Bankruptcy | Recover Investment Losses Goodman & Nekvasil, P.A., has filed hundreds of cases against brokerage firms selling high-risk investments such as Medley Management (MDLY) and has recovered over $200 million dollars on behalf of victimized investors. We allege in these cases that these investment recommendations were unsuitable for our …
Todd Vandenburg – Customer Dispute Filed Involving Financial Advisor/Broker Todd Vandenburg | Recover Investment Losses
Todd Vandenburg – Customer Dispute Filed Involving Financial Advisor/Broker Todd Vandenburg | Goodman & Nekvasil P.A. May Recover Investor Losses Todd Vandenburg a/k/a Todd Victor Vandenburg CRD #4728273 Todd Vandenburg a/k/a Todd Victor Vandenburg was previously employed with SCF Securities and Independent Financial Group LLC. According to Todd Vandenburg’s BrokerCheck report, a customer dispute has been filed alleging sales practice …
Damien Berkowicz – Financial Advisor/Broker Damien Berkowicz Suspended from Securities Industry | Recover Investment Losses
Damien Berkowicz – Financial Advisor/Broker Damien Berkowicz Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Damien Berkowicz CRD #4306842 Damien Berkowicz is a previously licensed financial advisor with National Securities Corporation. According to FINRA, Damien Berkowicz was suspended from the securities industry for six months and fined $5,000 in August 2019. According to FINRA Allegations: …
Michael Paesano – Customer Disputes Filed Involving Financial Advisor/Broker Michael Paesano | Recover Investment Losses
Michael Paesano – Customer Disputes Filed Involving Financial Advisor/Broker Michael Paesano | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Paesano a/k/a Michael Frank Paesano CRD #1557229 Michael Paesano a/k/a Michael Frank Paesano was previously employed with Morgan Stanley. According to Michael Paesano’s BrokerCheck report, several customer disputes have been filed alleging sales practice violations against Michael Paesano. These …
Mark Upchurch – Customer Dispute Filed Involving Financial Advisor/Broker Mark Upchurch | Recover Investment Losses
Mark Upchurch – Customer Dispute Filed Involving Financial Advisor/Broker Mark Upchurch| Goodman & Nekvasil P.A., May Recover Investor Losses Mark Upchurch a/k/a Mark Allen Upchurch CRD #2937074 Mark Upchurch a/k/a Mark Allen Upchurch is a previously licensed financial advisor/broker with Centaurus Financial Inc. According to Mark Upchurch’s BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against …
Elva Alvarez – Customer Dispute Filed Involving Financial Advisor/Broker Elva Alvarez | Recover Investment Losses
Elva Alvarez – Customer Dispute Filed Involving Financial Advisor/Broker Elva Alvarez | Goodman & Nekvasil P.A., May Recover Investor Loss Elva Alvarez a/k/a Maria Elva Alvarez CRD #4141564 Elva Alvarez a/k/a Maria Elva Alvarez is a previously licensed financial advisor/broker with Ameriprise Financial Services, LLC and Investment Professionals Inc. According to Elva Alvarez’ BrokerCheck Report, a customer dispute has been …
John Swon – Financial Advisor/Broker John Swon Barred by FINRA | Recover Investment Losses
John Swon – Financial Advisor/Broker John Swon Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses John Swon a/k/a John Henry Swon IV CRD #5591686 John Swon a/k/a John Henry Swon was a previously licensed financial advisor with Royal Alliance Associates. According to John Swon’s BrokerCheck Report, John Swon was barred by FINRA in July 2021. According …
Jim Slacke – Customer Disputes Filed Involving Financial Advisor/Broker Jim Slacke | Recover Investment Losses
Jim Slacke – Customer Disputes Filed Involving Financial Advisor/Broker Jim Slacke | Goodman & Nekvasil P.A., May Recover Investor Losses Jim Slacke a/k/a James Robert Slacke CRD #1531064 Jim Slacke a/k/a James Robert Slacke is a previously licensed financial advisor/broker with Centaurus Financial Inc. According to Jim Slacke’s BrokerCheck Report, five customer disputes have been filed alleging sales practice violations …
Jan Haynes – Customer Dispute Filed Involving Financial Advisor/Broker Jan Haynes | Recover Investment Losses
Jan Haynes – Customer Dispute Filed Involving Financial Advisor/Broker Jan Haynes | Goodman & Nekvasil P.A., May Recover Investor Loss Jan Haynes a/k/a Jan Earl Haynes CRD #833875 Jan Haynes a/k/a Jeffrey Stephen McHale is a licensed financial advisor/broker with Ameriprise Financial. According to Jan Haynes’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Jan …