Jeanet Lee – Financial Advisor/Broker Jeanet Lee Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Jeanet Lee a/k/a Jeanet Chihtzu Lee was a previously licensed financial advisor with Transamerica Financial Advisors Inc. According to FINRA, Jeanet Lee was barred by FINRA in July 2021.
According to FINRA:
Lee consented to the sanction and to the entry of findings that she refused to provide information and documents requested by FINRA in connection with its investigation of her potentially impersonating a customer in the process of requesting annuity withdrawals. The findings stated that this matter originated from a Uniform Termination Notice for Securities Industry Registration (Form U5) filed by Lee’s member firm that reported that she was permitted to resign while under review by the firm for her role as power of attorney for a client, who she was related to, and for certain withdrawals made from the client’s account.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Jeanet Lee and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jeanet Lee’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jeanet Lee and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/19/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.