Jonathan Dudley – Financial Advisor/Broker Jonathan Dudley Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses
Jonathan Dudley a/k/a Jonathan H. Dudley CRD #5413469
Jonathan Dudley a/k/a Jonathan H. Dudley was a previously licensed financial advisor with Centaurus Financial, Inc. and Investacorp, Inc. According to FINRA, Jonathan Dudley was barred by FINRA in January 2021.
According to FINRA:
Dudley consented to the sanction and to the entry of findings that he refused to provide documents and information and on-the-record testimony requested by FINRA. The findings stated that FINRA commenced an investigation into allegations that Dudley converted funds he received from his member firm customer for use in furtherance of a joint outside business venture Dudley did not disclose to his firm.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Jonathan Dudley and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jonathan Dudley’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jonathan Dudley and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 8/19/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.