Tyler Rigsbee – Financial Advisor/Broker Tyler Rigsbee Barred by FINRA | Recover Investment Losses

Tyler Rigsbee – Financial Advisor/Broker Tyler Rigsbee Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

Tyler Rigsbee a/k/a Tyler Michael Rigsbee CRD #6351278

Tyler Rigsbee a/k/a Tyler Michael Rigsbee was a previously licensed financial advisor with Wells Fargo. According to FINRA, Tyler Rigsbee was barred by FINRA in July 2021.

According to FINRA:

Rigsbee consented to the sanction and to the entry of findings that he refused to provide information and documents requested by FINRA. The findings stated that this matter originated from FINRA’s investigation of the Uniform Termination Notice for Securities Industry Registration (Form U5) filed by Rigsbee’s member firm that disclosed that he had been discharged during the course of an internal review where documents appear to show that client funds were received in his personal bank account after being transferred from the firm to a third party broker dealer, and then on to his bank account, without permission from clients.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Tyler Rigsbee and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tyler Rigsbee’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Tyler Rigsbee and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 8/19/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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