Waveland Energy 2011 Drilling Program | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Waveland Energy 2011 Drilling Program. We believe that investors in Waveland Energy …

Waveland Resource Partners II, L.P | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Waveland Resource Partners II, L.P. We believe that investors in Waveland Resource …

Waveland Drilling Partners Series III | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Waveland Drilling Partners Series III. We believe that investors in Waveland Drilling …

Waveland Resource Partners III, L.P. | Goodman & Nekvasil, P.A. May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, such as Waveland Resource Partners III, L.P. We believe that investors in Waveland Resource …

Darrell Arnold Aviss Indicted on Federal Fraud and Money Laundering Charges | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice: A federal grand jury today returned an 11-count indictment that alleges a Santa Barbara man stole approximately $12 million from victims who were promised their money would be used to purchase annuities from Swiss …

Athira Pharma Investor Alert | Goodman & Nekvasil P.A. May Recover Investor Losses About Athira Pharma Inc. fka M3 Biotechnology Athira Pharma Inc., formerly known as M3 Biotechnology, Inc., founded in 2011 by Leen Kawas, Joseph Harding, and John “Jay” Wright, and is a Bothel, Washington based late clinical-stage biopharmaceutical company. According to Athira’s marketing materials, the company is aiming to “restore …

Carlos Hurtado – Financial Advisor/Broker Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses Carlos Hurtado a/k/a Carlos Arturo Hurtado CRD #5111878 Carlos Hurtado was a previously licensed financial advisor with Spartan Capital Securities LLC. According to FINRA, Carlos Hurtado was barred by FINRA in June 2021. According to FINRA: Hurtado consented to the sanction and to …

Eric Peter Burton – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Eric Peter Burton CRD #3113849 Eric Peter Burton is a licensed financial advisor/broker with Cetera Advisors LLC. Eric Peter Burton was previously licensed with LPL Financial LLC. According to FINRA, Eric Peter Burton was fined $5,000 and suspended from the securities …

McDonald Partners LLC Sanctioned by SEC| Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   These proceedings arise out of Respondent’s role as placement agent for private securities offerings conducted by two pooled investment vehicles that Respondent advised (the “PIVs”). Those PIVs offered and sold securities to raise bridge funding for the construction of a resort …

Tony Falsetta – Financial Advisor/Broker Sanctioned by SEC | Goodman & Nekvasil, P.A. May Recover Investor Losses Tony Falsetta a/k/a Anthony A. Falsetta CRD #1454903 Tony Falsetta was a previously licensed financial advisor with Stoever, Glass & Company, Inc. and Drexel Hamilton LLC. According to the SEC: This matter involves deceptive conduct by former registered representative Anthony A. Falsetta in …