Eric Hollifield Barred by FINRA | May Recover Investment Losses

Eric Hollifield  Barred by FINRA | Goodman & Nekvasil, P.A. May Recover Investor Losses

Eric Hollifield a/k/a Eric Shea Hollifield CRD #3091319

Eric Hollifield is a previously licensed financial advisor with LPL Financial LLC and Sterne Agee Financial Services. According to Hollifield’s BrokerCheck Report, Eric Hollifield was barred by FINRA from the securities industry in October 2021.

Northstar Financial Services (Bermuda) Investigation

Eric Hollifield Investigation

According to FINRA:

Eric Hollifield barred by FINRA.  Hollifield consented to the sanction and to the entry of findings that he refused to appear for on-the-record testimony or to produce the documents and information requested by FINRA in connection with its investigation into Hollifield’s potential conversion of funds from an elderly customer.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Eric Hollifield we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action . There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $250 million on behalf of victimized investors. If you lost money on investments with Eric Hollifield and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained on 9/14/22 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.


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