Jim Wilcox – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
Jim Wilcox a/k/a James Wightman Wilcox CRD #4261884
Jim Wilcox a/k/a James Wightman Wilcox is a currently licensed financial advisor/broker with First Republic Securities. Wilcox was previously licensed with Goldman Sachs & Co. LLC.
According to Jim Wilcox’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Jim Wilcox.
Customer Dispute 11/17/20: For the period July 2019 to September 2020, Client alleges, inter alia, the registered representative recommended an unsuitable investment strategy. This customer dispute is pending and seeks $1,100,000.
Customer Dispute 7/10/20: For the period February 2018 to March 2020, Client alleges, inter alia, the registered representative recommended an unsuitable investment strategy. This customer dispute is pending and seeks $800,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Jim Wilcox, you may be able to recover your losses. If you lost money on investments with Jim Wilcox and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jim Wilcox’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Jim Wilcox and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/8/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.