John Gatto – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
John Gatto a/k/a John Christopher Gatto CRD #1415454
John Gatto is a currently licensed financial advisor with Merrill Lynch. Gatto was previously licensed with Morgan Stanley.
According to John Gatto’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against John Gatto.
Customer Dispute 9/25/20: The attorney for the customers allege failure to follow instructions from February 2020 until March 2020. This customer dispute settled for $17,500.
Customer Dispute 9/17/20: The customer alleges failure to follow instructions on March 6, 2020. This customer dispute is pending and seeks $400,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with John Gatto, you may be able to recover your losses. If you lost money on investments with John Gatto and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Gatto’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with John Gatto and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/8/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.