Louis Wargo – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
Louis Wargo a/k/a Louis Martin Wargo CRD #1416101
Louis Wargo a/k/a Louis Martin Wargo is a currently licensed financial advisor/broker with FSC Securities Corporation.
According to Louis Wargo’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Louis Wargo.
Customer Dispute 1/14/21: Claimants allege unsuitability of investment in alternative investments which caused financial harm. The allegations include negligence, gross negligence, over-concentration, breach of fiduciary duty, breach of contract and material misrepresentations and omissions. This customer dispute is pending and seeks $50,000.
Customer Dispute 9/24/20: Claimant alleges his account was overconcentrated in alternative investments. This customer dispute is pending and seeks $100,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Louis Wargo, you may be able to recover your losses. If you lost money on investments with Louis Wargo and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Louis Wargo’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Louis Wargo and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/11/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.