Scott Ozer – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
Scott Ozer is a licensed financial advisor with Emerson Equity.
According to Scott Ozer’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Scott Ozer.
Customer Dispute 3/20/20: Clients allege wrongful conduct, Breach of fiduciary duty, Breach of written contract, Breach of oral contract, Violations of State and Federal Securities Laws. Financial Abuse. This customer dispute is pending and seeks $300,000.
Customer Dispute 1/3/20: Customer alleges unsuitable recommendations. This customer dispute settled for $100,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Scott Ozer, you may be able to recover your losses. If you lost money on investments with Scott Ozer and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Scott Ozer’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Scott Ozer and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/8/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.