Roy Failla – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Roy Failla a/k/a Roy Joseph Failla CRD #2786551 Roy Failla is a currently licensed financial advisor/broker with Arive Capital Markets. Roy Failla was previously licensed with First Standard Financial Company LLC. According to Roy Failla’s BrokerCheck Report, customer disputes have been filed …

Anthony Tricarico – Financial Advisor/Broker Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Anthony Tricarico CRD #1047416 Anthony Tricarico is a previously licensed financial advisor with Aegis Capital Corp. According to FINRA, Anthony Tricarico was fined $5,000 and suspended from the securities industry for six months in February 2021. According to FINRA Allegations: Tricarico consented …

Kevin Doyle – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Kevin Doyle a/k/a Kevin Carey Doyle CRD #2102345 Kevin Doyle a/k/a Kevin Carey Doyle is a currently licensed financial advisor/broker with Raymond James & Associates. Doyle was previously licensed with Morgan Stanley. According to Doyle’s BrokerCheck report, Doyle was censured by the …

Robert Franden – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Robert Franden a/k/a Robert Eugene Franden CRD #2402061 Robert Franden is a currently licensed financial advisor/broker with Raymond James & Associates. Franden was previously licensed with Morgan Stanley. According to Franden’s BrokerCheck report, Franden was censured by the Oklahoma Department of Securities …

Michael Martino – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Michael Martino a/k/a Michael Harold Martino CRD #2579146 Michael Martino is a currently licensed financial advisor/broker with Four Points Capital. According to Michael Martino’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Michael Martino. Customer Dispute 6/26/20: Allegations …

SiliconSage Builders LLC Charged by SEC | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   The Securities and Exchange Commission today announced that it filed an emergency action against California-based real estate development company SiliconSage Builders LLC, aka Silicon Sage Builders, and its sole owner, Sanjeev Acharya, in connection with an alleged $119 million fraudulent offering. …

Oglesby Financial Group Owner Under Investigation | Goodman & Nekvasil P.A. May Recover Investor Losses Oglesby Financial Group is a comprehensive financial services firm through Money Concepts. Investors in Oglesby Financial Group May Recover their Losses with Goodman & Nekvasil, P.A. If you invested in Oglesby Financial Group, Goodman & Nekvasil, P.A. may help you. Goodman & Nekvasil, P.A., a …

Paul Stetter – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Paul Stetter a/k/a Paul Kit Stetter Jr. CRD #4513517 Paul Stetter is a currently licensed financial advisor/broker with Raymond James Financial Services, Inc. According to Paul Stetter’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Paul Stetter. Customer …

Diversified Business Concepts Owner Has Customer Disputes Pending | Goodman & Nekvasil P.A. May Recover Investor Losses Diversified Business Concepts (Financial Planning Consultants & Services) is a financial advisory firm in Greenville, South Carolina owned by William Colie Johnson. According to FINRA, several customer disputes have been filed alleging sales practice violations against William Colie Johnson. Investors in Diversified Business …

William Colie Johnson – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses William Colie Johnson CRD #3174473 William Colie Johnson is a currently licensed financial advisor/broker with Cadaret, Grant & Co., Inc. William Colie Johnson was previously licensed with Voya Financial Advisors, Inc. According to William Colie Johnson’s BrokerCheck Report, customer disputes have …