William Colie Johnson – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
William Colie Johnson CRD #3174473
William Colie Johnson is a currently licensed financial advisor/broker with Cadaret, Grant & Co., Inc. William Colie Johnson was previously licensed with Voya Financial Advisors, Inc.
According to William Colie Johnson’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against William Colie Johnson.
Customer Dispute 9/20/21: Client alleges that between 2012 and 2015, she was sold unsuitable, high-risk illiquid alternative investments. The client further alleges that the representative incorrectly listed her net worth and income information on account forms. This customer dispute is pending and seeks $526,278.
Customer Dispute 9/15/21: Customer alleges that he was sold unsuitable, high-risk and illiquid alternative investments, and was told the investments purchased were safe and low-risk. This customer dispute is pending and seeks $90,000.
Customer Dispute 9/10/21: The claimant alleges that in November of 2015, the investment in question was misrepresented as a low risk, safe, and suitable investment. This customer dispute is pending and seeks $100,001.
Customer Dispute 7/2/21: Claimants allege that they invested approximately $600,000 with the representative and he recommended an unsuitable strategy that included a number of high-risk alternative investments between 2013 and 2017. This pending customer dispute seeks $250,000.
Customer Dispute 10/15/20: Claimants alleged that beginning in 2014 representative sold them unsuitable and risky investments which were against their wishes to invest in a conservative portfolio. This customer dispute is pending and seeks $200,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with William Colie Johnson, you may be able to recover your losses. If you lost money on investments with William Colie Johnson and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning William Colie Johnson’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with William Colie Johnson and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/11/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.