Robert Franden – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
Robert Franden a/k/a Robert Eugene Franden CRD #2402061
Robert Franden is a currently licensed financial advisor/broker with Raymond James & Associates. Franden was previously licensed with Morgan Stanley. According to Franden’s BrokerCheck report, Franden was censured by the Oklahoma Department of Securities for allegedly using discretionary power without the customer’s written authorization and without Morgan Stanley’s acceptance of the account as a discretionary account.
According to Robert Franden’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Robert Franden.
Customer Dispute 4/4/19: Claimant alleges inter alia, excessive trading with respect to investments 2012 – 2018. This customer dispute is pending.
Customer Dispute 8/23/18: Claimants allege, inter alia, excessive trading with respect to investments 2012 – 2018. This customer dispute settled for $12,500,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Robert Franden, you may be able to recover your losses. If you lost money on investments with Robert Franden and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Franden’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Robert Franden and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/13/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.