Tony Cross – Financial Advisor/Broker Suspended by Oklahoma Department of Securities | Recover Investment Losses

Tony Cross – Financial Advisor/Broker Suspended by Oklahoma Department of Securities | Goodman & Nekvasil P.A., May Recover Investor Losses Tony Cross a/k/a Anthony Lynn Cross CRD #3155726 Tony Cross a/k/a Anthony Lynn Cross is a previously licensed financial advisor with The O.N. Equity Sales Company. According to Tony Cross’ Brokercheck Report, Tony Cross was suspended by the Oklahoma Department …

Kevin Anthony Butler – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Kevin Anthony Butler – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Kevin Anthony Butler CRD #1138534 Kevin Butler is a licensed financial advisor with Morgan Stanley. According to Kevin Anthony Butler’s BrokerCheck Report, a customer dispute was filed alleging sales practice violations involving Kevin Anthony Butler Customer Dispute 8/26/21: Butler was named …

Chad White – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Chad White – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Chad White a/k/a Charles Edward White II CRD #1345688 Chad White a/k/a Charles Edward White is a previously licensed financial advisor with Barrett & Company. According to Chad White’s BrokerCheck Report, several customer disputes have been filed alleging sales practice violations involving …

Gary Dodds – Financial Advisor/Broker Barred by Oregon Division of Financial Regulation | Recover Investment Losses

Gary Dodds – Financial Advisor/Broker Barred by Oregon Division of Financial Regulation | Goodman & Nekvasil, P.A. May Recover Investor Losses Gary Dodds a/k/a Gary Brian Dodds CRD #840109 Gary Dodds is a previously licensed financial advisor with Raymond James Financial.  According to Dodds’ BrokerCheck Report, Dodds was fined $100,000 and barred by the Oregon Division of Financial Regulation in …

Strategic Pharma, Inc. Owner Sentenced to Prison | Recover Investment Losses

Strategic Pharma, Inc. Owner Sentenced to Prison | Goodman & Nekvasil P.A. May Recover Investor Losses According to the Department of Justice:   A federal judge sentenced 45-year-old Christopher Matthew Meredith of Shawnee, Kansas to 14 years in federal prison today for his scheme to defraud investors of more than $6.8 million. In addition to the prison term, U.S. District …

Jay Jaroensabphayanont – Financial Advisor/Broker Barred from Securities Industry | Recover Investment Losses

Jay Jaroensabphayanont – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jay Jaroensabphayanont a/k/a Jay Narogdej Jaroensabphayanont CRD #5393272 Jay Jaroensabphayanont a/k/a Jay Narogdej Jaroensabphayanont is a previously licensed financial advisor with Voya Financial. According to Jaroensabphayanont’s BrokerCheck Report, Jaroensabphayanont was barred from the securities industry in December 2020. According to FINRA: Respondent …

Jamie John Worden – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Jamie John Worden – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Jamie John Worden CRD #4637404 Jamie John Worden is a previously licensed financial advisor with Worden Capital Management LLC. Several customer disputes have been filed alleging sales practice violations involving Jamie John Worden. These alleged allegations include negligent supervision, churning and/or …

Edgar Kleydman – Customer Disputes Filed Involving Financial Advisor/Broker | Recover Investment Losses

Edgar Kleydman – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses Edgar Kleydman CRD #2727571 Edgar Kleydman is a previously licensed financial advisor with MML Investors Services LLC and AXA Advisors LLC. According to Edgar Kleydman’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against Edgar Kleydman. Customer Dispute 8/26/21: …

Scott Rahn – Financial Advisor/Broker Investigated by State of Washington Securities Division | Recover Investment Losses

Scott Rahn – Financial Advisor/Broker Investigated by State of Washington Securities Division | Goodman & Nekvasil, P.A. May Recover Investor Losses Scott Rahn a/k/a Scott Robert Rahn CRD #1959522 Scott Rahn is a previously licensed financial advisor with LPL Financial LLC. According to Rahn’s BrokerCheck Report, Rahn was investigated by the State of Washington – Department of Financial Institutions – …