Gary Dodds – Financial Advisor/Broker Barred by Oregon Division of Financial Regulation | Goodman & Nekvasil, P.A. May Recover Investor Losses
Gary Dodds is a previously licensed financial advisor with Raymond James Financial. According to Dodds’ BrokerCheck Report, Dodds was fined $100,000 and barred by the Oregon Division of Financial Regulation in January 2021.
According to The State of Oregon:
All Adult Protective Services report Dodds to the Division for suspected elder abuse. APS reported that Dodds was excessively trading in the account of an elderly person.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Gary Dodds and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Gary Dodds’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Gary Dodds and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/19/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.