Kevin Anthony Butler – Customer Disputes Filed Involving Financial Advisor/Broker | Goodman & Nekvasil P.A. May Recover Investor Losses
Kevin Anthony Butler CRD #1138534
Kevin Butler is a licensed financial advisor with Morgan Stanley.
According to Kevin Anthony Butler’s BrokerCheck Report, a customer dispute was filed alleging sales practice violations involving Kevin Anthony Butler
Customer Dispute 8/26/21: Butler was named in a customer complaint that asserted the following causes of action: negligence; erroneous trading; execution error; failure to properly execute trade; and negligent management and supervision. After considering the pleadings, the testimony and evidence presented at the hearing, and any post-hearing submissions, the Arbitration Panel has decided in full and final resolution of the issues submitted for determination as follows: Respondents are jointly and severally liable for and shall pay to Claimant the sum of $130,314.64 in compensatory damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Kevin Anthony Butler, you may be able to recover your losses. If you lost money on investments with Kevin Anthony Butler and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Kevin Anthony Butler’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Kevin Anthony Butler and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/15/21 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.