Tony Cross – Financial Advisor/Broker Suspended by Oklahoma Department of Securities | Goodman & Nekvasil P.A., May Recover Investor Losses
Tony Cross a/k/a Anthony Lynn Cross CRD #3155726
Tony Cross a/k/a Anthony Lynn Cross is a previously licensed financial advisor with The O.N. Equity Sales Company.
According to Tony Cross’ Brokercheck Report, Tony Cross was suspended by the Oklahoma Department of Securities for 10 days in September 2021.
According to the Oklahoma Department of Securities:
Cross engaged in unethical practices in the securities business by improperly exercising time and price discretion, exercising discretion without prior authorization, and failing to follow his firm’s policies and procedures with respect to discretionary trading.
Goodman & Nekvasil, P.A. May Recover Investor Losses:
If you lost money on investments with Tony Cross and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Tony Cross’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $200 million on behalf of victimized investors. If you lost money on investments with Tony Cross and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 10/14/2021 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.