Chad Lombardi Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Morgan Stanley investment adviser, Chad Lombardi has an investor complaint. CHARLES DONALD LOMBARDI JR CHAD LOMBARDI, CHARLES DONALD LOMBARDI, CHARLES DONALD LOMBARDI JR JR, CHARLES DONALD LOMBARDI JR. JR CRD#: 2846847 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   …

Kathleen Hansen Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former LPL FINANCIAL LLC broker, Kathleen Hansen discharged after allegations. KATHLEEN REAMS HANSEN KATHLEEN MARIA HANSEN, K M MASTRO, KATHLEEN MARIA REAMS CRD#: 1372264 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KATHLEEN REAMS HANSEN (CRD#: 1372264), a  formerly registered broker for LPL …

Kevin Moriarty Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former STIFEL, NICOLAUS & COMPANY, INCORPORATED broker, Kevin Moriarty discharged after allegations. Kevin Moriarty Kevin Garrett Moriarty CRD#: 7257643 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Kevin Garrett Moriarty (CRD#: 7257643), a  formerly registered broker for STIFEL, NICOLAUS & COMPANY, INCORPORATED, …

Daniel Vatterott – Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Losses FINRA suspended Daniel Vatterott. DANIEL HERNAN VATTEROTT Daniel Vatterott CRD#: 1263265 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DANIEL HERNAN VATTEROTT (CRD#: 1263265), a registered broker for OPPENHEIMER & CO. INC., in ST. LOUIS, MO, was suspended from the securities …

Freddie Barbour Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses LPL FINANCIAL LLC investment adviser, Freddie L Barbour has an investor complaint. FREDDIE LEE BARBOUR FREDDIE L BARBOUR, FREDDIE LEE BARBOUR SR CRD#: 1603035 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   FREDDIE LEE BARBOUR SR (CRD#: 1603035), a registered …

CHARLIE HARTLEY Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses B. RILEY WEALTH MANAGEMENT investment adviser, Charlie Hartley has an investor complaint. CHARLES DOUGLAS HARTLEY CHARLIE HARTLEY CRD#: 2658276 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHARLES DOUGLAS HARTLEY (CRD#: 2658276), a registered broker for B. RILEY …

Steve Stanford Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses PORTSMOUTH FINANCIAL SERVICES investment adviser, Steve Stanford has an investor complaint. STEPHEN RUSSELL STANFORD STEVE STANFORD CRD#: 1686790 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STEPHEN RUSSELL STANFORD (CRD#: 1686790), a registered broker for PORTSMOUTH FINANCIAL SERVICES, in SAN …

Justin Parkhurst – Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Losses FINRA suspended Justin Parkhurst. JUSTIN HOWARD PARKHURST JUSTIN PARKHURST CRD#: 5202789 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JUSTIN HOWARD PARKHURST (CRD#: 5202789), a registered broker for RBC CAPITAL MARKETS, LLC, in SAN JOSE, CA, was suspended from the securities industry. …

John Corello Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses JANNEY MONTGOMERY SCOTT LLC investment adviser, John Corello has an investor complaint. JOHN LOUIS CORELLO CRD#: 1407750 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN LOUIS CORELLO (CRD#: 1407750), a registered broker for JANNEY MONTGOMERY SCOTT LLC, in …

Roger Follis Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses B. RILEY WEALTH MANAGEMENT investment adviser, Roger Follis has an investor complaint. ROGER DANIEL FOLLIS CRD#: 2653439 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ROGER DANIEL FOLLIS (CRD#: 2653439), a registered broker for B. RILEY WEALTH MANAGEMENT, in Washington, …