Chuck Roberts Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses STIFEL, NICOLAUS & COMPANY, INCORPORATED broker, Chuck Roberts has multiple investor complaints. CHUCK A ROBERTS CRD#: 2064602 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHUCK A ROBERTS (CRD#: 2064602), a registered broker for STIFEL, NICOLAUS & COMPANY, INCORPORATED in , …

Tricia Zelinka Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MORGAN STANLEY broker, Tricia Zelinka has an investor complaint. TRICIA A. ZELINKA TRICIA ANN ANNETTS, TRICIA ANN KING, TRICIA A. THOMAS CRD#: 4135062 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TRICIA A. ZELINKA (CRD#: 4135062), a registered broker for …

Winnie Chu Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Winnie Chu discharged after allegations. Winnie Ting-Wei Chu Winnie Chu CRD#: 6866165 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Winnie Ting-Wei Chu (CRD#: 6866165), a  formerly registered broker for HSBC SECURITIES (USA) INC., in New York City, NY, …

Chris Coffey Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former ALLSTATE FINANCIAL SERVICES, LLC broker, Chris Coffey has an investor complaint. Christopher Steven Coffey CRD#: 6850994 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Christopher Steven Coffey (CRD#: 6850994), a fomerly registered broker for ALLSTATE FINANCIAL SERVICES, LLC , …

SEONG HYEON CHO Fired After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, SEONG HYEON CHO Fired After Allegations. SEONG HYEON CHO CRD#: 6312071 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SEONG HYEON CHO (CRD#: 6312071), a  formerly registered broker for FARMERS FINANCIAL SOLUTIONS, LLC, in Los Angeles, CA, was …

Ali Mahlooji Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses PHX FINANCIAL, INC. broker, Ali Mahlooji has an investor complaint. ALI BARRY MAHLOOJI CRD#: 4830105 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ALI BARRY MAHLOOJI (CRD#: 4830105), a  registered broker for PHX FINANCIAL, INC., in NY, NY, has an …

Alessandra Graber Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EDWARD JONES broker, Alessandra Graber has an investor complaint. Alessandra Graber ALESSANDRA DAWN GRABER CRD#: 5928338 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ALESSANDRA DAWN GRABER (CRD#: 5928338), a  registered broker for EDWARD JONES, in PRAIRIE VILLAGE, Kansas, has …

Daniel Beech – FINRA Files Complaint FINRA files complaints against Daniel Beech. Daniel Keith Beech Daniel K. Beech CRD#: 6169844 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Daniel Keith Beech (CRD#: 6169844), a registered broker for INNOVATION PARTNERS LLC, in Charlotte, North Carolina, is the respondent in a complaint filed by FINRA.  The complaint …

James Vavonese Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MML INVESTORS SERVICES, LLC broker, James Vavonese has an investor complaint. JAMES DAVID VAVONESE CRD#: 5411110 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAMES DAVID VAVONESE (CRD#: 5411110), a  registered broker for MML INVESTORS SERVICES, in SYRACUSE, NY, has …

Steven Schmitt Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses RAYMOND JAMES & ASSOCIATES, INC. broker, Steven Schmitt has an investor complaint. STEVEN WALLACE SCHMITT CRD#: 4486457 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STEVEN WALLACE SCHMITT (CRD#: 4486457), a  registered broker for RAYMOND JAMES & ASSOCIATES, INC., in …