Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former MORGAN STANLEY broker, Jesus Rodriguez has investor complaints.
JESUS RODRIGUEZ (CRD#: 4888685), a formerly registered broker for MORGAN STANLEY, in El Paso, TX, has investor complaints. According to Rodriguez’s FINRA BrokerCheck report, The broker has been the subject of 13 investor complaints. The SEC has a pending complaint alleging that from approximately 2014 through 2021 (the “Relevant Period”), Rodriguez engaged in a fraudulent scheme to misappropriate more than $3.4 million from the accounts of at least ten investors (the “Investors”) while he served as their registered representative and/or investment adviser representative at a large financial institution dually-registered with the Commission as a broker-dealer and investment adviser.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/31/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.