Steven Thomas Discharged After Allegations – May Recover Investor Losses

Steven Thomas Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former OPPENHEIMER & CO. INC. broker, Steven Thomas discharged after allegations.

STEVEN ADAM THOMAS
STEVEN THOMAS
CRD#: 5098155

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

STEVEN ADAM THOMAS (CRD#: 5098155), a  formerly registered broker for OPPENHEIMER & CO. INC., in New York, NY,  was discharged by his employer. OPPENHEIMER & CO. INC. terminated Thomas alleging that Mr. Thomas was forwarding client information to his personal email address. Additionally, Mr. Thomas and his supervisors had significant differences about the strategic direction of the convertible equities business, and the process surrounding client coverage decisions.
STEVEN ADAM THOMASSTEVEN THOMAS
CRD#: 5098155

Steven Thomas Discharged by His Employer

 

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/25/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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