Tim Shaw – Fined by Indiana Securities Division GINERIS WEALTH MANAGEMENT Financial Adviser, Tim Shaw fined by Indiana Securities Division. TIMOTHY MICHAEL SHAW TIMOTHY M SHAW CRD#: 4513902 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   TIMOTHY MICHAEL SHAW (CRD#: 4513902), a broker for WOODBURY FINANCIAL SERVICES, INC., in Dyer, Indiana, consented to a fine …

Carl Cirelli Employment Terminated After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Broker, Carl Cirelli Employment Terminated After Allegations. CARL CIRELLI CRD#: 6738582 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Carl Cirelli (CRD#: 6738582), a  registered broker for PHX FINANCIAL, INC., in New York, NY was terminated by NATIONAL SECURITIES CORPORATION, …

Pat Shortal Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MOLONEY SECURITIES CO., INC. financial adviser, Pat Shortal has an investor complaint. JOHN PATRICK SHORTAL JOHN P SHORTAL, PAT SHORTAL CRD#: 2233172 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN PATRICK SHORTAL (CRD#: 2233172), a  registered broker for MOLONEY …

Surya Metzler Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CENTAURUS FINANCIAL, INC. financial adviser, Surya Metzler has an investor complaint. SURYA JOSHUA KANE METZLER CRD#: 4558292 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SURYA JOSHUA KANE METZLER (CRD#: 4558292), a  registered broker for CENTAURUS FINANCIAL, INC. , in …

Jongwook Kim Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EQUITABLE ADVISORS, LLC, Jongwook Kim has an investor complaint. JONGWOOK KIM CRD#: 3161959 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JONGWOOK KIM (CRD#: 3161959), a  registered broker for EQUITABLE ADVISORS, LLC, in SADDLE BROOK, NJ,  has an investor complaint.  …

Chad Nyitray Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AMERIPRISE FINANCIAL SERVICES, LLC broker, Chad Nyitray has an investor complaint. CHAD EVAN NYITRAY CRD#: 2332391 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CHAD EVAN NYITRAY (CRD#: 2332391), a  registered broker for AMERIPRISE FINANCIAL SERVICES, LLC, in Ann Arbor, …

David Trimble Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EQUITABLE ADVISORS, LLC, David Trimble has an investor complaint. DAVID E. TRIMBLE CRD#: 5848398 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DAVID E. TRIMBLE (CRD#: 5848398), a  registered broker for EQUITABLE ADVISORS, LLC, in Troy, Michigan,  has an investor …

Mark Wolpert Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MML Investment Services, LLC broker, Mark Wolpert has an investor complaint. MARK DAVID WOLPERT CRD#: 2692529 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   MARK DAVID WOLPERT (CRD#: 2692529), a  registered broker for MML Investment Services, LLC, in Plymouth, Minnesota,  …

Catherine Calandra Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Morgan Stanley broker, Catherine Calandra has an investor complaint. Catherine J. Calandra CATHERINE Josephine CALANDRA, CATHERINE CALANDRA CRD#: 5973725 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ALLEN H WILSON (CRD#: 5973725), a  registered broker for Morgan Stanley, in …

CLADIUS TOKUNBOH Barred by FINRA  – Goodman & Nekvasil, P.A., May Recover Investor Losses Former TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC broker, Cladius Tokunboh is Barred by FINRA from selling securities. CLADIUS OLANIRAN TOKUNBOH CLADIUS TOKUNBOH CRD#: 6058294 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CLADIUS OLANIRAN TOKUNBOH (CRD#: 6058294), a formerly registered broker …