Ayad Saad Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Morgan Stanley Broker, Ayad Saad discharged after allegations. AYAD BESHARA SAAD CRD#: 1912377 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   AYAD BESHARA SAAD (CRD#: 1912377), a  formerly registered broker for Morgan Stanley, in MELBOURNE, FL,  was discharged by his …

BILL GODFREY Discharged and Barred – Goodman & Nekvasil, P.A., May Recover Investor Losses Former broker, Bill Godfrey discharged and barred after allegations. William Wade Godfrey BILL GODFREY, WILLIAM W GODFREY CRD#: 2447660 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   William Wade Godfrey (CRD#: 2447660), a  formerly registered broker for ONEAMERICA SECURITIES, INC., in, …

James Golino – Charged with Theft – Goodman & Nekvasil, P.A. May Recover Losses James Golino Charged with Theft. JAMES F GOLINO CRD#: 5230965 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JAMES F GOLINO (CRD#: 5230965), a previously registered broker for FIDELITY BROKERAGE SERVICES LLC, in MERRIMACK, NH, has a pending criminal charge. Goodman …

Matthew Mierzycki – Suspended by FINRA – Goodman & Nekvasil, P.A. May Recover Losses FINRA suspended Matthew Mierzycki. Matthew T Mierzycki Matthew Thomas Mierzycki CRD#: 6102769 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Matthew T Mierzycki (CRD#: 6102769), a registered broker for AMERIPRISE FINANCIAL SERVICES, LLC, in Round Rock, Texas, is suspended from the …

Jeffrey Dixson Has Mulitple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former MADISON AVENUE SECURITIES, LLC broker, Jeffrey Dixson has multiple investor complaints. JEFFREY RAYMOND DIXSON CRD#: 4166311 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JEFFREY RAYMOND DIXSON (CRD#: 4166311), a formerly registered broker for MADISON AVENUE SECURITIES, LLC, in …

Did your financial adviser sell you pre-IPO securities offered by Late Stage Asset Management, LLC?  – Goodman & Nekvasil, P.A., May Recover Investor Losses Did your financial adviser sell you pre-IPO securities offered by Late Stage Asset Management, LLC? The U.S. SECURITIES AND EXCHANGE COMMISSION (SEC) SEC has charged Late Stage Asset Management, LLC, Pre IPO Marketing Inc., and JL …

Peter Pace Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses CETERA ADVISOR NETWORKS LLC investment adviser, Peter Pace has an investor complaint. PETER WILLIAM PACE PETER W PACE CRD#: 2028671 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   PETER WILLIAM PACE (CRD#: 2028671), a registered broker for CETERA ADVISOR NETWORKS …

Tucker Wadkins Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses UBS FINANCIAL SERVICES INC. investment adviser, Tucker Wadkins has an investor complaint. Tucker Wadkins Tucker L Wadkins CRD#: 6622417 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   Tucker L Wadkins (CRD#: 6622417), a registered broker for UBS FINANCIAL SERVICES INC., …

John Anderson Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses SECURITIES AMERICA, INC. financial adviser, John Anderson has an investor complaint. JOHN DAVID ANDERSON CRD#: 2818878 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHN DAVID ANDERSON (CRD#: 2818878), a registered broker for SECURITIES AMERICA, INC., in DUBLIN, PA, has …

Richard Critelli Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former broker, Richard Critelli discharged after allegations. RICHARD A CRITELLI RICHARD ANTHONY CRITELLI CRD#: 5567453 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RICHARD A CRITELLI (CRD#: 5567453), a  formerly registered broker for FIFTH THIRD SECURITIES, INC., in, Marietta, GA,  was …