RANDY MOENING Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses
Former WELLS FARGO CLEARING SERVICES, LLC broker, Randy Moening has an investor complaint.
WILLIAM RANDALL MOENING (CRD#: 3029155), a formerly registered broker for WELLS FARGO CLEARING SERVICES, LLC, in Austin, Texas, has an investor complaint. According to Moening’s FINRA BrokerCheck report, claimant alleges his FA made unsuitable and unauthorized investments in contrast with claimant’s stated investment objectives and strategy. Complaint: Client complains that financial advisor represented that investments were conservative liquid instruments, whereas they lost significant value and were subject to a contingent deferred sales charge. (11/23/2020-7/5/2022) The arbitration claim was settled for $375,000.00.
Randy Moening Customer Complaint Investigation
Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.
St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors. The firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.
Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.
We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.
There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.
Some of the information in this blog post was obtained from FINRA on 1/25/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.