Johnathan Grasser Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, Jonathan Grasser  discharged after allegations. JOHNATHAN ERVIN GRASSER CRD#: 6197393 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   JOHNATHAN ERVIN GRASSER (CRD#: 6197393), a  formerly registered broker for FARMERS FINANCIAL SOLUTIONS, LLC, in LOS LUNAS, NM, was discharged by …

Linda Derickson Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses FOUNDERS FINANCIAL SECURITIES LLC broker, Linda Derickson has an investor complaint. LINDA ANN DERICKSON LINDA DERICKSON LANE CRD#: 2335572 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   LINDA ANN DERICKSON (CRD#: 2335572), a registered broker for FOUNDERS FINANCIAL SECURITIES LLC, …

Edward Muster Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former broker, Edward Muster has an investor complaint. EDWARD MUSTER CRD#: 1012341 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   EDWARD MUSTER (CRD#: 1012341), a formerly registered broker for HERBERT J. SIMS & CO, INC., in Boca Raton, FL, has …

Adam Marquardt Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former broker, Adam Marquardt has an investor complaint.  Goodman & Nekvasil, P.A. successfully obtained a FINRA award for a former customer of Marquardt. ADAM THOMAS MARQUARDT CRD#: 5307192 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ADAM THOMAS MARQUARDT …

Craig Frank Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AMERIPRISE FINANCIAL SERVICES, LLC broker, Craig Frank has an investor complaint. CRAIG HOWARD FRANK CRD#: 1735281 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   CRAIG HOWARD FRANK (CRD#: 1735281), a   registered broker for AMERIPRISE FINANCIAL SERVICES, in Harrison, NY, has …

Rick Harbus Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses Former broker, Rick Harbus has an investor complaint. RICK ISAAC HARBUS CRD#: 2278654 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   RICK ISAAC HARBUS (CRD#: 2278654), a  formerly registered broker for CETERA ADVISOR NETWORKS LLC, in Oxnard, California, has an …

BILL HORAK Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses PURSHE KAPLAN STERLING INVESTMENTS broker, Bill Horak has multiple investor complaints. WILLIAM STUART HORAK BILL HORAK CRD#: 1462594 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   WILLIAM STUART HORAK (CRD#: 1462594), a registered broker for PURSHE KAPLAN STERLING INVESTMENTS in …

Scott Levine – Barred by FINRA FINRA barred Scott Levine. SCOTT HARRIS LEVINE CRD#: 4132765 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   SCOTT HARRIS LEVINE (CRD#: 4132765), a formerly registered broker for ASCENDIANT CAPITAL MARKETS, LLC, in Lake Worth, FL, has been barred from the securities industry.  Respondent Levine failed to respond to FINRA requests …

Did your financial adviser sell you stock in Native American Energy Group, Inc?  – Goodman & Nekvasil, P.A., May Recover Investor Losses Did your financial adviser sell you stock in Native American Energy Group, Inc.? The U.S. SECURITIES AND EXCHANGE COMMISSION (SEC) SEC has charged Native American Energy Group, Inc. with FRAUD. Goodman & Nekvasil, P.A., is investigating brokers who may …

Did Keith Barron sell you stock in Native American Energy Group, Inc?  – Goodman & Nekvasil, P.A., May Recover Investor Losses Did Keith Barron sell you stock in Native American Energy Group, Inc.? KEITH CRAIG BARON CRD#: 3231494 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   KEITH CRAIG BARON (CRD#: 3231494), a  formerly registered broker …