ROSALINE ALAM Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses LINCOLN INVESTMENT financial adviser, Rosaline Alam has an investor complaint. ROSALINE ALAM ROSALINE ALRACHID CRD#: 5742202 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ROSALINE ALAM (CRD#: 5742202), a registered broker for LINCOLN INVESTMENT, in Claremont, CA, has an investor …

Don Zabudsky Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MORGAN STANLEY financial adviser, Don Zabudsky has an investor complaint. DONALD IVAN ZABUDSKY DON ZABUDSKY CRD#: 2644777 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DONALD IVAN ZABUDSKY (CRD#: 2644777), a registered broker for MORGAN STANLEY, in Lake Oswego, OR, …

Greg Vassallo Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses EQUITABLE ADVISORS, LLC broker, Greg Vassallo has an investor complaint. GREGORY M VASSALLO GREGORY VASSALLO CRD#: 1869805 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   GREGORY M VASSALLO (CRD#: 1869805), a registered broker for EQUITABLE ADVISORS, LLC, in MORRISTOWN, NJ, …

VINCENT PUCCARELLI – Barred by FINRA FINRA barred Vincent Puccarelli. VINCENT PUCCIARELLI JR VINCENT PUCCARELLI, VINCENT NONE PUCCIARELLI JR, VINCENT PUCCIARELLI CRD#: 2039846 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   VINCENT PUCCIARELLI JR (CRD#: 2039846), a formerly registered broker for INVESTMENT NETWORK, INC., in Woodbridge, NJ, is barred from the securities industry.  Without admitting …

David Tall Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses Former Broker, David Tall discharged after allegations. DAVID VICTOR TALL DAVE TALL CRD#: 1314547 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DAVID VICTOR TALL (CRD#: 1314547), a  formerly registered broker for OSAIC WEALTH, INC., in Costa Mesa, CA, was discharged …

Paul Strong Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses AMERIPRISE FINANCIAL SERVICES, LLC financial adviser, Paul Strong has an investor complaint. PAUL DANIEL STRONG Paul D Strong CRD#: 2655440 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   PAUL DANIEL STRONG (CRD#: 2655440), a registered broker for MORGAN STANLEY, in …

Dustin Shafer Has Multiple Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses Former financial adviser, Dustin Shafer has multiple investor complaints. DUSTIN PAUL SHAFER CRD#: 4198962 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   DUSTIN PAUL SHAFER (CRD#: 4198962), a  formerly registered broker for NEWBRIDGE SECURITIES CORPORATION, in SPRINGFIELD, IL, has …

Phil Stair Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses MORGAN STANLEY financial adviser, Phil Stair has an investor complaint. PHILIP DAVID STAIR CRD#: 4645877 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   PHILIP DAVID STAIR (CRD#: 4645877), a registered broker for MORGAN STANLEY, in Alpharetta, GA, has an investor …

Stacy Goldsmith Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses HERBERT J. SIMS & CO, INC. financial adviser, Stacy Goldsmith has an investor complaint. STACY MARI GOLDSMITH STACY GOLDSMITH CRD#: 1416323 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   STACY MARI GOLDSMITH (CRD#: 1416323), a registered broker for HERBERT J. …

Alan Dalewitz Has An Investor Complaint – Goodman & Nekvasil, P.A., May Recover Investor Losses HERBERT J. SIMS & CO, INC. financial adviser, Alan Dalewitz has an investor complaint. ALAN JAY DALEWITZ CRD#: 1437051 Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.   ALAN JAY DALEWITZ (CRD#: 1437051), a registered broker for HERBERT J. SIMS & …