James Walesa Has Investor Complaints – May Recover Investor Losses

James Walesa Has Investor Complaints – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former Triad Advisors, LLC broker, James Walesa has investor complaints.

CRD#: 1061209
Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

JAMES THADDEUS WALESA (CRD#: 1061209), a former broker for Triad Advisors, LLC , in Park Ridge, IL, has investor complaints.  According to Walesa’s FINRA BrokerCheck report, it is alleged that the financial professional was involved in unsuitable recommendations for investment in businesses for which he also served in positions of ownership, operation or direction.  One claimants funds, according to statement by the claimant, are being held in Clearday, Inc.   James Walesa took a leadership role in Clearday, Inc. in 2019, according to a spokesperson for the company.   There are potentially many more investors who may have been harmed by Walesa’s outside business interests.  Walesa  recently filed for bankruptcy listing  $19,199,329.16 in liabilities.   Many of the unsecured creditors have not been compensated for their investment losses.


James Walesa Investigation

Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to their clients.

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 2/5/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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