Elizabeth Bautista Discharged After Allegations – May Recover Investor Losses

Elizabeth Bautista Discharged After Allegations – Goodman & Nekvasil, P.A., May Recover Investor Losses

Former PRUCO SECURITIES, LLC. broker, Elizabeth Bautista discharged after allegations.

CRD#: 5245573

Call 800-500-4442 if you think that you have received unsuitable investment recommendations from your adviser.  

ELIZABETH BAUTISTA (CRD#: 5245573), a  formerly registered broker for PRUCO SECURITIES, LLC., in Melville, NY,  was discharged by her employer. PRUCO SECURITIES, LLC. terminated Bautista alleging that she paid a 3rd party vendor to complete the required New York Continuing Education Course. RP provided false statements to FINRA and to Company investigators regarding the incident.

Elizabeth Bautista Discharged by Her Employer


Goodman & Nekvasil, P.A., is investigating brokers who may have unsuitably recommended investments to its clients. 

St. Petersburg, Florida law firm Goodman & Nekvasil, P.A., has a national practice representing victimized investors.  The  firm continues to investigate brokerage firms that placed elderly retirees and other conservative investors in unsuitable investments.

Goodman & Nekvasil, P.A., has filed numerous cases against brokerage firms selling high-risk investments and has recovered more than $400 million dollars on behalf of victimized investors.

We allege in these cases that these investment recommendations were unsuitable for our clients in view of their financial situation, needs and investment objectives.

There is no charge for an evaluation of your case. We handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

If you incurred losses on your investment and would like your case evaluated by a securities attorney, please contact us.

Some of the information in this blog post was obtained from FINRA on 1/25/24. If you believe this information was reported incorrectly, please contact our firm: 1-800-500-4442.

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