Goodman & Nekvasil, P.A., Recovering Investor Losses – Refco, Inc. Alert: Refco, Inc. Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Refco, Inc.    Even though high yield or junk bonds, notes, limited partnership units, …

Goodman & Nekvasil, P.A., Recovering Investor Losses – RCS Capital Corp: RCS Capital Corp. Bankruptcy Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including RCS Capital Corp.    Even though high yield or junk bonds, notes, limited …

Unilife Corporation Alert: Unilife Corporation Bankruptcy – Goodman & Nekvasil, P.A., Recovering Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Unilife Corporation.    Even though high yield or junk bonds, notes, limited partnership …

Goodman & Nekvasil P.A., May Recover Your Investment Losses – Evan Matthew Kochav Formerly Licensed with White Cedar Group LLC Fired by World Equity Group, Inc.  Evan Kochav was formerly licensed with Newbridge Securities Corporation from September 2009 until October 2012, and for World Equity Group, Inc. from October 2012 to June 2013. On June 6, 2013, World Equity Group, Inc. …

Goodman & Nekvasil P.A, May Recover Investor Losses – Lorenzo Esteva Fired by UBS Financial Services, Inc. From 2015 until Lorenzo Esteva’s firing in 2017, Lorenzo Esteva was licensed with UBS Financial Services, Inc. Lorenzo Esteva was previously licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Lorenzo Esteva was fired by UBS Financial Services, Inc. on …

Goodman & Nekvasil P.A, May Recover Your Investment Losses – Brant Andrew Ray, Suspended from Securities Industry Brant Ray was formerly licensed with Cetera Advisors, LLC, Commonwealth Financial Network, and Wells Fargo Advisors, LLC. Brant Ray was suspended from the securities and investment banking industry for 18 months and fined $10,000 by the Financial Industry Regulatory Authority (FINRA). FINRA reports that …

Goodman & Nekvasil P.A, May Recover Investor Losses – Anthony Diaz Barred from Securities Industry Anthony Diaz was formerly licensed with IBN Financial Services, Inc., Sandlapper Securities, LLC, and International Financial Solutions, Inc. Anthony Diaz was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 27, 2015. FINRA reports that Anthony Diaz consented …

Goodman & Nekvasil P.A, May Recover Your Investment Losses on Puerto Rico Bonds or other Investments – Dennis Coral Suspended from Securities Industry  Dennis Coral has been licensed with International Assets Advisory, LLC since March 2017. Dennis Coral was formerly licensed with Kovack Securities, Inc., SunTrust Investment Services, Inc. and Morgan Stanley. Dennis Coral was suspended from the securities and …

Goodman & Nekvasil, P.A., Recovering Investor Losses – Savient Pharmaceuticals, Inc. Alert: Savient Pharmaceuticals, Inc. Bankruptcy  Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including Savient Pharmaceuticals, Inc.   On August 14, 2013, Savient Pharmaceuticals, Inc. said in …

Goodman & Nekvasil P.A, May Recover Investor Losses – Brian Andrew Bond Barred from Securities Industry Brian Bond was formerly licensed with Newbridge Securities Corporation from 2006 to 2012.  Brian Bond was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on May 22, 2013. FINRA reports that pursuant to FINRA Rule 9552(H) and …