Goodman & Nekvasil, P.A., May Recover Investor Losses – Eagle Telephonics, Inc. (EGLA) Suspended by the SEC from Trading In suspending Eagle Telephonics, Inc. (EGLA) stock from trading, the SEC explained that Eagle Telephonics, Inc. (EGLA) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended July …
Miller Energy Resources, Inc. (MILLQ) – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Miller Energy Resources, Inc. (MILLQ) Goodman & Nekvasil, P.A. has filed several group arbitration claims alleging that Wells Fargo Advisors, LLC failed to conduct a reasonable due diligence before recommending Miller Energy Preferred Stock to our clients. If you invested in Miller Energy Resources, Inc. (MILLIQ) stock at the recommendation of your …
Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Joshua Bohlke O’Gara (Joshua O’Gara) Fired by MML Investors Services, LLC From March 2015 until Joshua O’Gara’s firing in May 2016, Joshua O’Gara was licensed with MML Investors Services, LLC. Joshua O’Gara was previously licensed with Questar Capital Corporation. According to FINRA’s records, Joshua O’Gara was fired by MML Investors Services, LLC …
Brent Morgan Porges (Brent Porges) Suspended from Securities Industry – Goodman & Nekvasil P.A., May Recover Your Investment Losses
Goodman & Nekvasil P.A., May Recover Your Investment Losses – Brent Morgan Porges (Brent Porges) Suspended from Securities Industry Brent Porges has been licensed with Meyers Associates, L.P., Newbridge Securities Corporation and Craig Scott Capital, LLC. Brent Porges was suspended from the securities and investment banking industry indefinitely by the Financial Industry Regulatory Authority (FINRA) in May 2017. FINRA reports that …
Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Glen Derek Delaney (Glen Delaney) Fired by Primary Capital LLC From June 2015 until Glen Delaney’s firing in August 2015, Glen Delaney was licensed with Primary Capital LLC. Glen Delaney is now licensed with Newbridge Securities Corporation. According to FINRA’s records, Glen Delaney was fired by Primary Capital LLC on July 21, …
Austin Dutton – Financial Advisor Auston Dutton Fined by the State of Pennsylvania
Goodman & Nekvasil P.A, May Recover Investor Losses | Austin Dutton – Financial Advisor Auston Dutton Fined by the State of Pennsylvania Austin Dutton CRD #2739167 Austin Dutton is licensed with Sandlapper Securities, LLC and was previously licensed with Center Street Securities, Inc. and Newbridge Securities Corporation. FINRA reports that Austin Dutton was fined $200,000 by the State of Pennsylvania …
Gary Joel Chackman (Gary Chackman) Fired by Summit Brokerage Services, Inc., LPL Financial LLC and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Investment Trusts
Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Investment Trusts – Gary Joel Chackman (Gary Chackman) Fired by Summit Brokerage Services, Inc., LPL Financial LLC and Barred from Securities Industry From 2012 until Gary Chackman’s firing in 2013, Gary Chackman was licensed with Summit Brokerage Services, Inc. Gary Chackman was previously licensed with LPL Financial LLC and is …
Brian Smit – Financial Advisor Brian Smit Discharged by LPL Financial, LLC
Goodman & Nekvasil P.A., May Recover Investor Losses | Brian Smit – Financial Advisor Brian Smit Discharged by LPL Financial, LLC Brian Smit aka Brian David Smit CRD #5767978 From 2010 until Brian Smit’s firing in 2015, Brian Smit was licensed with LPL Financial, LLC. According to FINRA’s records, Brian Smit was fired by LPL Financial, LLC on August 3, …
William Roy Kimberlin (William Kimberlin) Fired by MSI Financial Services, Inc., formerly MetLife Securities Inc. – Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – William Roy Kimberlin (William Kimberlin) Fired by MSI Financial Services, Inc., formerly MetLife Securities Inc. From 1992 until William Kimberlin’s firing in 2016, William Kimberlin was licensed with MSI Financial Services, Inc., formerly MetLife Securities Inc. According to FINRA’s records, William Kimberlin was fired by MSI Financial Services, Inc., formerly MetLife Securities Inc. on …
Dennis Albert Mehringer Jr. (Dennis Mehringer) Licensed with Western International Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Dennis Albert Mehringer Jr. (Dennis Mehringer) Licensed with Western International Securities, Inc. Since 2009, Dennis Mehringer has been licensed with Western International Securities, Inc. In December 2016, Dennis Mehringer was named a respondent in a FINRA complaint alleging that Dennis Mehringer made unsuitable recommendations that caused a customer to engage in excessive …