Goodman & Nekvasil P.A., May Recover Investor Losses – Paul Steven Plemenos (Paul Plemenos) Suspended from Securities Industry and Fired by Merrill Lynch, Pierce, Fenner & Smith Incorporated Paul Plemenos was licensed with Ameriprise Financial Services, Inc. from 2015 to 2017. Paul Plemenos was previously licensed with Merrill Lynch, Pierce, Fenner & Smith Incorporated. According to FINRA’s records, Paul Plemenos was …
Matthew John Westfall (Matt Westfall) Suspended from Securities Industry and Fired by National Planning Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Matthew John Westfall (Matt Westfall) Suspended from Securities Industry and Fired by National Planning Corporation Matt Westfall was licensed with National Planning Corporation from 2010 to 2012. Matt Westfall was subsequently licensed with Primex. According to FINRA’s records, Matt Westfall was fired by National Planning Corporation on December 17, 2012. National Planning …
Michael Greer – Financial Advisor Michael Greer Suspended from Securities Industry
Michael Greer – Financial Advisor Michael Greer Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Michael Greer CRD #5083519 Michael Greer was licensed with J.W. Cole Financial, Inc. from 2015 to 2016. Michael Greer was previously licensed with FSC Securities Corporation and Securities America, Inc. According to FINRA’s records, Michael Greer was fired by FSC Securities …
James Keith Cox (James Cox) Suspended from Securities Industry and Fired by Stifel, Nicolaus & Company, Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – James Keith Cox (James Cox) Suspended from Securities Industry and Fired by Stifel, Nicolaus & Company, Incorporated From 2015 until James Cox’s firing in 2016, James Cox was licensed with Stifel, Nicolaus & Company, Incorporated. James Cox was previously licensed with Sterne, Agee & Leach, Inc. According to FINRA’s records, James Cox …
Jack B. McBride (Jack McBride) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on ETFs
Goodman & Nekvasil P.A., May Recover Investor Losses on ETFs – Jack B. McBride (Jack McBride) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2009 until Jack McBride’s firing in 2014, Jack McBride was licensed with Ameriprise Financial Services, Inc. Jack McBride is now licensed with Wunderlich Securities, Inc. According to FINRA’s records, Jack McBride was fired …
Stephen Ridgely – Financial Advisor Stephen Ridgely Barred from Securities Industry
Goodman & Nekvasil P.A, May Recover Your Losses on Options | Stephen Ridgely – Financial Advisor Stephen Ridgely Barred from Securities Industry Stephen Ridgely CRD #2662867 Stephen Ridgely II was formerly licensed with Ameriprise Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stephen Ridgely II was barred from the securities and investment banking industry by the Financial …
Stuart L. Pearl (Stu Pearl) Suspended from the Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Stuart L. Pearl (Stu Pearl) Suspended from the Securities Industry and Fired by Ameriprise Financial Services, Inc. From 2010 until Stu Pearl’s firing in 2015, Stu Pearl was licensed with Ameriprise Financial Services, Inc. Stu Pearl is now licensed with David A. Noyes & Company. According to FINRA’s records, Stu Pearl was …
John Isaac Roach (John Roach) Suspended from Securities Industry and Fired by CCO Investment Services Corp. a.k.a Citizens Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – John Isaac Roach (John Roach) Suspended from Securities Industry and Fired by CCO Investment Services Corp. a.k.a Citizens Securities, Inc. From 2007 until John Roach’s firing in 2014, John Roach was licensed with CCO Investment Services Corp a.k.a. Citizens Securities, Inc. John Roach is now licensed with International Assets Advisory, LLC. According …
Bruce Michael Weinstein (Bruce Weinstein) Barred from Securities Industry, Fired by Sterne Agee Financial Services, Inc. and Terminated by Morgan Stanley Smith Barney – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Bruce Michael Weinstein (Bruce Weinstein) Barred from Securities Industry, Fired by Sterne Agee Financial Services, Inc. and Resigned from Morgan Stanley Smith Barney From 2014 until Bruce Weinstein’s firing in 2016, Bruce Weinstein was licensed with Sterne Agee Financial Services, Inc. Bruce Weinstein was previously licensed with Morgan Stanley from 2011 until …
Donna Chen a/k/a Cheng-Ying Chen Fired by Sunbelt Securities, Inc. and Ameriprise Financial Services, Inc. and Barred from Securities Industry – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Donna Chen a/k/a Cheng-Ying Chen Fired by Sunbelt Securities, Inc. and Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2011 until Donna Chen’s firing in 2016, Donna Chen was licensed with Sunbelt Securities, Inc. Donna Chen was previously licensed with Ameriprise Financial Services, Inc. until Donna Chen’s firing in 2011. …